Scott E. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Edward Johnson was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2005. Scott had worked at 2 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2009 - December 31, 2012
STREAM CAPITAL MANAGEMENT, L.P.
May 6, 2005 - April 5, 2006
NEXBANK SECURITIES INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/16/2005
Limited Representative-Equity Trader ExamSeries 28
Date: 1/24/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
STREAM CAPITAL MANAGEMENT, L.P.
CRD#: 149731 / SEC#: 801-70001
Contact information
Red Flags
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