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MD

Matthew J. Dunn

ARQ WEALTH ADVISORS
Hudson , OH
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CRD#: 4882331
MD
Matthew James DunnARQ WEALTH ADVISORS

Professional summary

Matthew James Dunn is a registered financial advisor currently at ARQ WEALTH ADVISORS, LLC located in Hudson , Ohio.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Matthew has worked at 13 firms and has passed the Series 66, Series 99TO, Series 79TO, Series 52TO, Series 31, SIE, Series 7, Series 14, Series 53, Series 27 and Series 24 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 03/10/2014 - Matthew Dunn Photography - Photography - NOT INV REL - At Reported Business Location(s) - Freelance Photographer - 1% TIME SPENT 2. 10/17/2022 - Strategic Compliance Design / Reliant Compliance - Compliance Consulting - Hudson OH - Owner - 160 hrs/month Compliance consulting for investment advisors & broker dealers.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew James Dunn's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 14, 2026 - Present

ARQ WEALTH ADVISORS, LLC

RIA
CRD#: 147351
Hudson , OH
Past

January 6, 2023 - October 10, 2024

VALMARK SECURITIES, INC.

BD
CRD#: 31243
AKRON, OH
Past

October 13, 2022 - October 31, 2022

COOPERATIVE SECURITIES

BD
CRD#: 317969
DULLES, VA
Past

July 25, 2022 - October 31, 2022

IKONA PARTNERS

BD
CRD#: 318986
SAN FRANCISCO, CA
Past

June 16, 2021 - October 31, 2022

FLYING CLOUD SECURITIES LLC

BD
CRD#: 167621
SAN FRANCISCO, CA
Past

April 26, 2021 - June 1, 2021

FINALIS SECURITIES LLC

BD
CRD#: 305908
NEW YORK, NY
Past

April 4, 2018 - April 1, 2021

STRATOS WEALTH SECURITIES, LLC

BD
CRD#: 290230
Beachwood, OH
Past

March 11, 2014 - April 1, 2021

STRATOS WEALTH PARTNERS, LTD

RIA
CRD#: 153184
BEACHWOOD, OH
Past

March 10, 2014 - April 15, 2021

LPL FINANCIAL LLC

BD
CRD#: 6413
BEACHWOOD, OH
Past

July 3, 2013 - March 11, 2014

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
CLEVELAND, OH
Past

July 3, 2013 - March 11, 2014

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
CLEVELAND, OH
Past

January 24, 2013 - June 11, 2013

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
CLEVELAND, OH
Past

February 17, 2010 - December 20, 2012

FIRST WILSHIRE SECURITIES, INC.

RIA
CRD#: 6609
PASADENA, CA
Past

February 5, 2010 - December 20, 2012

FIRST WILSHIRE SECURITIES, INC.

BD
CRD#: 6609
PASADENA, CA
Past

January 1, 2005 - October 6, 2005

WEDBUSH SECURITIES INC.

BD
CRD#: 877
PASADENA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARQ WEALTH ADVISORS, LLC
ARQ WEALTH ADVISORS, LLC | SIEGEL/YOCUM ASSET MANAGEMENT, LLC | SIEGEL/ YOCUM ASSET MANAGEMENT, LLC | RUGGIERI FINANCIAL GROUP

CRD#: 147351 / SEC#: 801-107346

RIA
Registered Investment Advisory firm - (3/7/2016 Approved)
Arizona
Registered Investment Advisory firm - (3/9/2016 Terminated)
California
Registered Investment Advisory firm - (4/8/2016 Terminated)
Texas
Registered Investment Advisory firm - (3/9/2016 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(8/14/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/16/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 31
Date: 9/10/2019
Futures Managed Funds Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/29/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 53
Date: 11/14/2013
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 7/12/2010
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/16/2010
General Securities Principal Examination

Current Firm

AW
ARQ WEALTH ADVISORS, LLC
ARQ WEALTH ADVISORS, LLC | SIEGEL/YOCUM ASSET MANAGEMENT, LLC | SIEGEL/ YOCUM ASSET MANAGEMENT, LLC | RUGGIERI FINANCIAL GROUP

CRD#: 147351 / SEC#: 801-107346

RIA
Registered Investment Advisory firm - (3/7/2016 Approved)
Arizona
Registered Investment Advisory firm - (3/9/2016 Terminated)
California
Registered Investment Advisory firm - (4/8/2016 Terminated)
Texas
Registered Investment Advisory firm - (3/9/2016 Terminated)
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Contact information

Main Address
8605 E. Raintree Dr Ste. 240, Scottsdale, AZ 85260
Mailing Address
Phone number
(480) 214-9572
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (10/1/2025)

Regulatory assets under management

Total Number of Accounts1,663
AUM (Assets Under Management)$ 701,933,068

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARQ WEALTH ADVISORS, LLC

CRD#: 147351Hudson , OH

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