Melissa H. Albonesi

SVB WEALTH

Boston, MA 02109

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CRD#: 4882310

Professional summary

Melissa H. Albonesi, who also goes by Melissa J. Albonesi, Melissa J. Hogan, Melissa Hogan, is a registered financial advisor currently at SVB WEALTH located in Boston, Massachusetts and FIRST CITIZENS ASSET MANAGEMENT, INC located in Boston, Massachusetts.

Melissa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Melissa has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Melissa J. Albonesi | Melissa J. Hogan | Melissa Hogan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Employment: SVB Wealth Address: 53 State Street, Boston, MA 02109 Start Date: 12/1/2023 Duties: I will be meeting with existing and prospective clients to discuss our full range of investment capabilities. Hours/Month: 5 Hours/Month during trading: 2 Investment-Related: Yes Employment: FCAM Address: 4300 Six Forks Rd. Raleigh, NC 27609 Start Date: 11/14/2023 Duties: I will be meeting with existing and prospective clients to discuss our full range of investment capabilities. Hours/Month: 2 Hours/Month during trading: 1 Investment-Related: Yes

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa H. Albonesi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2024 - Present

SVB WEALTH

Office #1: 53 State St. 28th Floor, Boston, MA 02109

RIA

CRD#: 172832

Boston, MA

Current

February 7, 2024 - Present

FIRST CITIZENS ASSET MANAGEMENT, INC

Office #1: 53 State Street, Boston, MA 02109

RIA

CRD#: 140777

Boston, MA

Current

February 7, 2024 - Present

FIRST CITIZENS INVESTOR SERVICES, INC.

Office #1: 53 State St 28th Floor, Boston, MA 02109

RIA

CRD#: 44430

Boston, MA

Current

November 28, 2023 - Present

FIRST CITIZENS INVESTOR SERVICES, INC.

Office #1: 53 State St 28th Floor, Boston, MA 02109

RIA

CRD#: 44430

Boston, MA

Past

November 9, 2020 - October 23, 2023

PNC CAPITAL ADVISORS LLC

RIA

CRD#: 151829

Boston, MA

Past

March 31, 2020 - October 23, 2023

PNC CAPITAL MARKETS LLC

CRD#: 15647

Boston, MA

Past

May 26, 2017 - October 14, 2019

RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC

CRD#: 329

SEATTLE, WA

Past

February 8, 2006 - March 22, 2017

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

CRD#: 30107

BOSTON, MA

Past

March 10, 2005 - November 4, 2005

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

CRD#: 30107

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SVB WEALTH

CRD#: 172832 / SEC#: 801-80480

RIA

Registered Investment Advisory firm - (10/2/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(11/28/2023)

IAR

Massachusetts
(2/7/2024)

IAR

Vermont
(5/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/31/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/27/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/10/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/9/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SVB WEALTH

CRD#: 172832 / SEC#: 801-80480

RIA

Registered Investment Advisory firm - (10/2/2014 Approved)

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Contact information

Main Address

53 State Street 28th Floor, Boston, MA 02109

Mailing Address

Po Box 27131, Raleigh, NC 27611

Phone number

(617) 223-0200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SVB WEALTH LLC (3/30/2025)

SVB WEALTH LLC APPENDIX 1/ WRAP BROCHURE (3/30/2025)

Regulatory assets under management

Total Number of Accounts	3,739
AUM (Assets Under Management)	$ 4,983,411,995

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/21/2025	Cover Page	Report
09/20/2024	Cover Page	Report
10/31/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Melissa H. Albonesi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa H. Albonesi's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST CITIZENS ASSET MANAGEMENT, INC

FIRST CITIZENS INVESTOR SERVICES, INC.

FIRST CITIZENS INVESTOR SERVICES, INC.

PNC CAPITAL ADVISORS LLC

PNC CAPITAL MARKETS LLC

RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

Primary Firm SEC Registration

SVB WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 8/31/2020

Series 63

Date: 10/27/2005

SIE

Date: 10/1/2018

Series 3

Date: 8/10/2012

Series 7

Date: 3/9/2005

FINRA

Current Firm

SVB WEALTH

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SVB WEALTH

TRUST BUT VERIFY

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