Nan C. Newman
Professional summary
Nan Cheng Newman, who also goes by Nan Cheng, is a registered financial advisor currently at AMERICAN LEGACY CAPITAL located in Bellevue, Washington.
Nan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Nan has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nan Cheng Newman's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2018 - Present
AMERICAN LEGACY CAPITAL
September 20, 2016 - January 23, 2017
MORGAN STANLEY
September 15, 2016 - January 23, 2017
MORGAN STANLEY
November 30, 2007 - November 23, 2015
WELLS FARGO CLEARING SERVICES, LLC
November 30, 2007 - November 23, 2015
WELLS FARGO CLEARING SERVICES, LLC
October 30, 2007 - December 7, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 4, 2007 - December 7, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/25/2018)
(10/8/2024)
Exams
Current Firm
AMERICAN LEGACY CAPITAL
CRD#: 287967 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 1,690,413 |
Red Flags
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