Anthony M. Smith

HFG ADVISORS

Kennewick, WA 99336

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CRD#: 4882035

Professional summary

Anthony Mcneela Smith, CFP® is a registered financial advisor currently at HFG ADVISORS, INC. located in Kennewick, Washington.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Anthony has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Mcneela Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

April 27, 2022 - Present

HFG ADVISORS, INC.

Office #1: 8131 W. Grandridge Blvd Suite 1, Kennewick, WA 99336

RIA

CRD#: 316446

Kennewick, WA

Past

July 22, 2009 - May 23, 2011

HEXAGON CAPITAL ALLIANCE LLC

CRD#: 47981

NEWPORT BEACH, CA

Past

January 13, 2005 - February 9, 2009

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HFG ADVISORS, INC.

HFG ADVISORS | PRIME WEALTH MANAGEMENT, INC. | PRIME WEALTH MANAGEMENT | HFG ADVISORS, INC.

CRD#: 316446 / SEC#: 801-123046

RIA

Registered Investment Advisory firm - (1/13/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(4/27/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/26/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/12/2005

General Securities Representative Examination

Current Firm

HFG ADVISORS, INC.

HFG ADVISORS | PRIME WEALTH MANAGEMENT, INC. | PRIME WEALTH MANAGEMENT | HFG ADVISORS, INC.

CRD#: 316446 / SEC#: 801-123046

RIA

Registered Investment Advisory firm - (1/13/2022 Approved)

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Contact information

Main Address

8131 W. Grandridge Blvd Suite 1, Kennewick, WA 99336

Mailing Address

Phone number

(509) 735-7507

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HFG WRAP BROCHURE (9/2/2025)

HFG ADV PART 2A AND 2B (9/2/2025)

Regulatory assets under management

Total Number of Accounts	335
AUM (Assets Under Management)	$ 221,379,574

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anthony M. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Mcneela Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

HFG ADVISORS, INC.

HEXAGON CAPITAL ALLIANCE LLC

BNP PARIBAS SECURITIES CORP.

Primary Firm SEC Registration

HFG ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/26/2005

Series 7

Date: 1/12/2005

Current Firm

HFG ADVISORS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HFG ADVISORS, INC.

TRUST BUT VERIFY

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