Anthony M. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Mcneela Smith, CFP® was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2005. Anthony had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2022
Experience
April 27, 2022 - February 10, 2026
HFG ADVISORS, INC.
July 22, 2009 - May 23, 2011
HEXAGON CAPITAL ALLIANCE LLC
January 13, 2005 - February 9, 2009
BNP PARIBAS SECURITIES CORP.
Primary Firm SEC Registration
HFG ADVISORS, INC.
CRD#: 316446 / SEC#: 801-123046
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HFG ADVISORS, INC.
CRD#: 316446 / SEC#: 801-123046
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 362 |
| AUM (Assets Under Management) | $ 113,419,403 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
