Todd M. Roberts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Michael Roberts was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 2005. Todd had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2006 - April 16, 2020
TMR BAYHEAD SECURITIES, LLC
April 19, 2005 - August 22, 2006
NORTH POINT MERGERS AND ACQUISITIONS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TMR BAYHEAD SECURITIES, LLC
CRD#: 137264 / SEC#: , 8-67075
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBERTS, TODD MICHAEL | PRESIDENT, CCO, FINOP, AML SUPERVISOR | 4882034 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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