Eileen R. Beatty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eileen R Beatty, who also goes by Eileen Roberta Beatty, Eileen Beatty, Eileen Roberta Ncnamara, Eileen Roberta Staszkiw, was a registered financial professional .
Eileen is a previously registered financial professional and started their career in finance in 2005. Eileen had worked at 6 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2012 - December 31, 2013
INVESTMENT ADVISORS CORP
April 26, 2012 - December 31, 2013
BROKER DEALER FINANCIAL SERVICES CORP.
June 1, 2009 - May 17, 2010
MORGAN STANLEY
June 1, 2009 - May 17, 2010
MORGAN STANLEY
May 30, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
May 22, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
September 1, 2005 - May 25, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 1, 2005 - May 25, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 15, 2005 - July 7, 2005
MORGAN STANLEY DW INC.
February 15, 2005 - July 7, 2005
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVESTMENT ADVISORS CORP
CRD#: 117531 / SEC#: 801-69573
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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