Dustin M. Russell
Professional summary
Dustin Michael Russell, who also goes by Dusty Russell, is a registered financial professional currently at J.W. COLE FINANCIAL, INC. located in Santa Anna, California.
Dustin is registered as a RR (Registered Representative) and started their career in finance in 2004. Dustin has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dustin Michael Russell's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 15, 2013 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 2750 S. Harbor Blvd., Suite B, Santa Anna, CA 92704December 7, 2007 - February 21, 2013
WALNUT STREET SECURITIES, INC.
November 30, 2004 - June 30, 2006
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/17/2015)
(2/15/2013)
(1/5/2022)
(7/9/2013)
(8/5/2013)
(5/2/2018)
(2/15/2013)
(6/15/2015)
(2/15/2013)
(2/15/2013)
(1/8/2014)
(7/29/2019)
(5/18/2015)
(10/26/2018)
(4/5/2013)
Exams
FINRA
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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