RO
Ryan M. Oliver
SPC
Crestwood, KY 40014
Some features on this profile are disabled
CRD#: 4881864
RO
Professional summary
Ryan Michael Oliver, AIF® is a registered financial advisor currently at SPC located in Crestwood, Kentucky and PARKLAND SECURITIES, LLC located in Madison, Indiana.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Ryan has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DBA - Blue Collar Retirement by Oliver Financial, LLC. POSITION: President. NATURE: Name used for financial practice through Parkland Securities LLC and SPC. Also offer Life insurance, fixed annuities, P&C. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 09/19/2025 ADDRESS: 4409 W Hwy 146, Buckner, KY 40010 2) As an independently licensed insurance agent, I am appointed with various insurance companies.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Michael Oliver's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 30, 2019 - Present
SPC
Office #1: 7202 Highway 329 #3, Crestwood, KY 40014RIA
CRD#: 110692
Crestwood, KY
Current
July 11, 2019 - Present
PARKLAND SECURITIES, LLC
Office #1: 975 Industrial Dr. #4,5, Madison, IN 47250Office #2: 4409 W. Hwy 146, Buckner, KY 40010BD
CRD#: 115368
Madison, IN
Past
July 11, 2019 - July 22, 2019
SPC
RIA
CRD#: 110692
ANN ARBOR, MI
Past
March 1, 2019 - July 15, 2019
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
CRESTWOOD, KY
Past
March 1, 2019 - July 15, 2019
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
CRESTWOOD, KY
Past
May 3, 2011 - March 1, 2019
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
CRESTWOOD, KY
Past
May 3, 2011 - March 1, 2019
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
CRESTWOOD, KY
Past
April 18, 2008 - May 3, 2011
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
LOUISVILLE, KY
Past
March 18, 2005 - January 11, 2008
WADDELL & REED
RIA
CRD#: 866
LOUISVILLE, KY
Past
January 1, 2005 - January 11, 2008
WADDELL & REED
BD
CRD#: 866
LOUISVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/11/2019)
RR
Indiana(7/11/2019)
RR
Kentucky(7/30/2019)
IAR
Kentucky(7/30/2019)
RR
Virginia(7/15/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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Company Information
SPC
CRD#: 110692Crestwood, KY 40014TRUST BUT VERIFY
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