RC
Ryan P. Collin
SYNOVUS SECURITIES
ALPHARETTA, GA 30009
Some features on this profile are disabled
CRD#: 4881579
RC
Professional summary
Ryan Patrick Collin, CFP®, ChFC®, CLU®, who also goes by Ryan P Collin, is a registered financial advisor currently at SYNOVUS SECURITIES, INC. located in Alpharetta, Georgia.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Ryan has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan P Collin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TARGET CORPORATION, INC. |12/07/2022 START DATE | 13055 GA-9 N, MILTON, GA 30004 | RETAIL | INBOUND EXPERT | 70 HRS/MO | 0 HRS DURING TRADING | NOT INVESTMENT RELATED | HOURLY PAY FROM BUSINESS | EXECUTE A DETAILED, ACCURATE AND EFFICIENT SORTING OPERATION OF THE INBOUND REGIONAL DISTRIBUTION CENTER TRAILIER. STOCK, BACKSTOCK AND ZONE PRODUCT ON THE SALES FLOOR. PRODUCT INVENTORY MANAGEMENT AND AUDITS.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Patrick Collin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ryan Patrick Collin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 1, 2023 - Present
SYNOVUS SECURITIES, INC.
Office #1: 8025 Westside Parkway, Alpharetta, GA 30009RIA
BD
CRD#: 14023
ALPHARETTA, GA
Current
February 27, 2023 - Present
SYNOVUS SECURITIES, INC.
Office #1: 8025 Westside Parkway, Alpharetta, GA 30009RIA
BD
CRD#: 14023
ALPHARETTA, GA
Past
July 17, 2020 - July 25, 2022
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
INDIANAPOLIS, IN
Past
July 17, 2020 - July 25, 2022
SECURITIES AMERICA, INC.
BD
CRD#: 10205
INDIANAPOLIS, IN
Past
June 23, 2016 - July 17, 2020
INVESTACORP ADVISORY SERVICES INC
RIA
CRD#: 109011
BUFFALO GROVE, IL
Past
June 23, 2016 - July 17, 2020
INVESTACORP, INC.
BD
CRD#: 7684
BUFFALO GROVE, IL
Past
April 26, 2016 - May 27, 2016
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
AUSTIN, TX
Past
October 20, 2015 - May 27, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
October 20, 2015 - May 27, 2016
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
AUSTIN, TX
Past
June 1, 2010 - September 10, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
CHARLOTTE, NC
Past
June 1, 2010 - September 10, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
CHARLOTTE, NC
Past
March 29, 2006 - April 19, 2010
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
CHARLOTTE, NC
Past
November 28, 2005 - April 19, 2010
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
CHARLOTTE, NC
Past
March 3, 2005 - August 26, 2005
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/27/2023)
RR
Arizona(2/27/2023)
RR
Florida(2/27/2023)
RR
Georgia(2/27/2023)
IAR
Georgia(3/1/2023)
RR
Louisiana(2/27/2023)
RR
Maine(2/27/2023)
RR
Maryland(2/27/2023)
RR
Mississippi(2/27/2023)
RR
North Carolina(2/27/2023)
RR
South Carolina(2/27/2023)
RR
Tennessee(2/27/2023)
RR
Texas(2/27/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
33 W 14th Street 3rd Floor, Columbus, GA 31901
Mailing Address
P.o. Box 2628, Columbus, GA 31902-2628
Phone number
(706) 649-2327
Established
Georgia since 06/27/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
287
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYNOVUS FINANCIAL CORP. | SYNOVUS SECURITIES, INC PARENT | |
| BROOKS, WILLIAM THOMAS | CHIEF COMPLIANCE OFFICER | 5028846 |
| ELEAM, JENNA KELLEY | CHIEF FINANCIAL OFFICER / FINOP | 7801582 |
| GUNDERSON, GENE FREDERICK | DIRECTOR OF COMPLIANCE, TRUST & BROKERAGE | 2914172 |
| HILL, JAYNE BARRY | DIRECTOR/PRESIDENT OF WEALTH SERVICES | 7660902 |
| KIRK, LEAH JEANETTE | CHIEF OPERATIONS OFFICER | 2217286 |
| LAW, ROBERT WARD | PRESIDENT - CFG DIVISION | 1399885 |
| MCKENZIE, MICHELLE JESSUP | ROP | 2475731 |
| SEXTON, GUY LEONARD | EVP/DIRECTOR | 1204541 |
| VARNER, ROBERT PARKER | PRESIDENT | 2192715 |
Regulatory assets under management
| Total Number of Accounts | 11,990 |
| AUM (Assets Under Management) | $ 7,086,116,735 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
