DJ
Darren Johns
CITIZENS SECURITIES
GLENSHAW, PA 15116
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CRD#: 4881453
DJ
Professional summary
Darren Johns, who also goes by Darren Johns, Darren Ray Johns, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Glenshaw, Pennsylvania.
Darren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Darren has worked at 9 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Darren Johns | Darren Ray Johns
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OWNER OF RENTAL UNIT
CRS (Client Relationship Summary) - RIA
Click below to view Darren Johns's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Darren Johns's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 13, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 1704 Mt. Royal Blvd., Glenshaw, PA 15116Office #2: 101 Commonwealth Dr. Mailstop: 15b-0098, Warrendale, PA 15086RIA
BD
CRD#: 39550
GLENSHAW, PA
Current
September 13, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 1704 Mt. Royal Blvd., Glenshaw, PA 15116Office #2: 101 Commonwealth Dr. Mailstop: 15b-0098, Warrendale, PA 15086RIA
BD
CRD#: 39550
GLENSHAW, PA
Past
August 26, 2021 - August 9, 2022
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
PITTSBURGH, PA
Past
August 26, 2021 - August 9, 2022
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
PITTSBURGH, PA
Past
March 11, 2019 - January 7, 2021
EDWARD JONES
RIA
CRD#: 250
CRANBERRY TOWNSHIP, PA
Past
March 11, 2019 - January 7, 2021
EDWARD JONES
BD
CRD#: 250
CRANBERRY TOWNSHIP, PA
Past
May 12, 2010 - November 24, 2017
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
RIA
CRD#: 109355
BOSTON, MA
Past
May 12, 2010 - November 24, 2017
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 106277
NEW YORK, NY
Past
November 11, 2009 - November 24, 2017
FEDERATED SECURITIES CORP.
RIA
CRD#: 5009
DALLAS, TX
Past
July 9, 2008 - November 24, 2017
FEDERATED INVESTMENT COUNSELING
RIA
CRD#: 105325
PITTSBURGH, PA
Past
July 8, 2008 - November 24, 2017
FEDERATED SECURITIES CORP.
BD
CRD#: 5009
PITTSBURGH, PA
Past
May 17, 2005 - April 2, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PLAINSBORO, NJ
Past
January 20, 2005 - April 2, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(1/2/2024)
IAR
Ohio(1/2/2024)
RR
Pennsylvania(9/13/2022)
IAR
Pennsylvania(9/13/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
