Andrew J. Villa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew James Villa, who also goes by Andrew James VIlla, Andrew Villa, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2005. Andrew had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2022 - April 7, 2026
THE LEADERS GROUP, INC.
September 28, 2018 - May 26, 2022
VALMARK ADVISERS, INC.
July 30, 2018 - May 26, 2022
VALMARK SECURITIES, INC.
January 22, 2009 - June 7, 2017
MML INVESTORS SERVICES, LLC
May 23, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
May 23, 2005 - February 4, 2009
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
