Spencer R. Dole
Professional summary
Spencer Rockwell Dole, who also goes by Spencer Dole, is a registered financial professional currently at CLARENDON INSURANCE AGENCY, INC. located in Zionsville, Indiana.
Spencer is registered as a RR (Registered Representative) and started their career in finance in 2004. Spencer has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Spencer Rockwell Dole's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2020 - Present
CLARENDON INSURANCE AGENCY, INC.
Office #1: 10555 Group 1001 Way, Zionsville, IN 46077April 11, 2012 - July 12, 2018
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
October 18, 2007 - December 31, 2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
November 30, 2004 - March 22, 2005
MFS FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/14/2020)
Exams
FINRA
Current Firm
CLARENDON INSURANCE AGENCY, INC.
CRD#: 7395 / SEC#: , 8-21590
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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