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Andrew (. Dakos

BULLDOG INVESTORS, LLP
Saddle Brook, NJ 07663
Some features on this profile are disabled
CRD#: 4881082
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Professional summary

Andrew (nmn) Dakos, who also goes by Andrew G Dakos, Andrew Dakos, is a registered financial advisor currently at BULLDOG INVESTORS, LLP located in Saddle Brook, New Jersey.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Andrew has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Andrew G Dakos | Andrew Dakos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
IN CONNECTION WITH MR. DAKOS' ACTIVITIES WITH BULLDOG INVESTORS, LLC, MR. DAKOS SERVES ON THE BOARD OF DIRECTORS OF A NUMBER OF CLOSED-END FUNDS AND OTHER COMPANIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew (nmn) Dakos's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 8, 2018 - Present

BULLDOG INVESTORS, LLP

Office #1: Park 80 West - Plaza Two 250 Pehle Ave., Suite 708, Saddle Brook, NJ 07663
RIA
CRD#: 151585
Saddle Brook, NJ
Past

July 29, 2013 - December 31, 2017

BULLDOG INVESTORS, LLP

RIA
CRD#: 151585
SADDLE BROOK, NJ
Past

January 28, 2005 - December 31, 2006

ELMHURST CAPITAL, INC.

RIA
CRD#: 132518
MONTVILLE, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BULLDOG INVESTORS, LLP
BROOKLYN CAPITAL MANAGEMENT, LLC | SPAR ADVISORS, LLC | KIMBALL & WINTHROP, LLC (RELYING ADVISER) | KIMBALL & WINTHROP, LLC | KIMBALL & WINTHROP, INC. (RELYING ADVISER) | FULL VALUE SPECIAL SITUATIONS FUND GP, LLC | FULL VALUE ADVISORS, LLC | BULLDOG INVESTORS, LLP | BULLDOG INVESTORS, LLC | BULLDOG INVESTORS

CRD#: 151585 / SEC#: 801-70596

RIA
Registered Investment Advisory firm - (9/23/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(5/8/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/24/2005
Uniform Investment Adviser Law Examination

Current Firm

BI
BULLDOG INVESTORS, LLP
BROOKLYN CAPITAL MANAGEMENT, LLC | SPAR ADVISORS, LLC | KIMBALL & WINTHROP, LLC (RELYING ADVISER) | KIMBALL & WINTHROP, LLC | KIMBALL & WINTHROP, INC. (RELYING ADVISER) | FULL VALUE SPECIAL SITUATIONS FUND GP, LLC | FULL VALUE ADVISORS, LLC | BULLDOG INVESTORS, LLP | BULLDOG INVESTORS, LLC | BULLDOG INVESTORS

CRD#: 151585 / SEC#: 801-70596

RIA
Registered Investment Advisory firm - (9/23/2009 Approved)
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Contact information

Main Address
250 Pehle Ave., Suite 708, Saddle Brook, NJ 07663
Mailing Address
Phone number
(201) 556-0092
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BULLDOG INVESTORS, LLP BROCHURE MARCH 31, 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts227
AUM (Assets Under Management)$ 455,995,108

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BULLDOG INVESTORS, LLP

CRD#: 151585Saddle Brook, NJ 07663

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