Jonathan W. Weessies

BMO CAPITAL MARKETS

Toronto, M5X1H3

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CRD#: 4881077

Professional summary

Jonathan William Weessies is a registered financial professional currently at BMO CAPITAL MARKETS CORP. .

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2005. Jonathan has worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 30 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan William Weessies's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 28, 2025 - Present

BMO CAPITAL MARKETS CORP.

Office #1: 100 King Street West, Toronto, M5X1H3

CRD#: 16686

Toronto,

Past

March 2, 2018 - May 1, 2025

BMO NESBITT BURNS SECURITIES LTD.

CRD#: 44057

Toronto, Ontario,

Past

December 7, 2010 - October 13, 2016

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

November 12, 2007 - June 10, 2010

TD AMERITRADE, INC.

CRD#: 7870

LONDON, ONTARIO,

Past

April 20, 2005 - October 9, 2006

TD AMERITRADE, INC.

CRD#: 7870

LONDON, ONTARIO,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/28/2025)

California
(4/28/2025)

Florida
(4/28/2025)

Illinois
(4/28/2025)

Massachusetts
(4/28/2025)

Minnesota
(4/28/2025)

New York
(4/28/2025)

Texas
(4/28/2025)

Washington
(4/28/2025)

Wisconsin
(4/28/2025)

Exams

State Security Law Exam

Series 63

Date: 12/19/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/29/2007

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/19/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 1/5/2008

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 4

Date: 2/4/2006

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

BMO CAPITAL MARKETS CORP.

CRD#: 16686 / SEC#: 801-73047, 8-34344

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

151 West 42nd Street, New York, NY 10036

Mailing Address

151 West 42nd Street, New York, NY 10036

Phone number

(212) 702-1101

Established

Delaware since 03/28/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

1,275

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

RESEARCH RELATED ACTIVITY (3/28/2025)

SUB ADVISOR (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
BMO FINANCIAL CORP.	SHAREHOLDER
BRICKLEY, THOMAS JOHN	FINANCIAL AND OPERATIONS PRINCIPAL	3028843
ESTEY, WARREN FRANCIS	MANAGING DIRECTOR, INVESTMENT BANKING	3114183
FORLENZA, MICHAEL	HEAD, CHIEF OPERATING OFFICER	5886049
KAHRAMAN, LEVENT	MANAGING DIRECTOR, GLOBAL MARKETS	2802822
WOODWARD, JOEL EDWARD	CHIEF FINANCIAL OFFICER	5467904
YUKILEVICH, DANIEL	CHIEF COMPLIANCE OFFICER	5635481

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 1,210,751,477

Disclosures

Regulatory Event	46
Civil Event	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan W. Weessies

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan William Weessies's CRS (Customer Relationship Summary).

Certified licenses

Experience

BMO NESBITT BURNS SECURITIES LTD.

CIBC WORLD MARKETS CORP.

TD AMERITRADE, INC.

TD AMERITRADE, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/19/2004

SIE

Date: 10/1/2018

Series 3

Date: 12/29/2007

Series 7

Date: 4/19/2005

Series 30

Date: 1/5/2008

Series 4

Date: 2/4/2006

FINRA

Current Firm

BMO CAPITAL MARKETS CORP.

Contact information

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

BMO CAPITAL MARKETS CORP.

TRUST BUT VERIFY

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