Thomas E. Nelson
Professional summary
Thomas E Nelson III, CFP®, CIMA®, who also goes by Thomas E Nelson, is a registered financial advisor currently at SKY-MOUNTAIN CAPITAL MANAGEMENT located in Ketchum, Idaho.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Thomas has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas E Nelson III's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2008
Experience
April 1, 2021 - Present
SKY-MOUNTAIN CAPITAL MANAGEMENT
Office #1: 251 Northwood Way Suite H, Ketchum, ID 83340April 9, 2010 - April 9, 2021
WELLS FARGO CLEARING SERVICES, LLC
April 9, 2010 - April 9, 2021
WELLS FARGO CLEARING SERVICES, LLC
March 4, 2005 - April 13, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 9, 2005 - April 13, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
SKY-MOUNTAIN CAPITAL MANAGEMENT
CRD#: 312915 / SEC#: 801-120497
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/1/2021)
(4/1/2021)
(7/2/2021)
(7/2/2021)
Exams
Series 7TO
Date: 11/2/2022
General Securities Representative ExaminationCurrent Firm
SKY-MOUNTAIN CAPITAL MANAGEMENT
CRD#: 312915 / SEC#: 801-120497
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 517 |
| AUM (Assets Under Management) | $ 188,839,159 |
Red Flags
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