Kevin A. Bostic

CLEARVIEW FINANCIAL

Richmond, VA 23230

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CRD#: 4880713

Professional summary

Kevin Aaron Bostic, AIF®, who also goes by Kevin A Bostic, Kevin Bostic, is a registered financial advisor currently at CLEARVIEW FINANCIAL located in Richmond, Virginia.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Kevin has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 24 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin A Bostic | Kevin Bostic

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Aaron Bostic's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

February 12, 2016 - Present

CLEARVIEW FINANCIAL

Office #1: 5000 Monument Avenue Suite 100, Richmond, VA 23230

RIA

CRD#: 282690

Richmond, VA

Past

June 29, 2015 - February 5, 2016

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

GLEN ALLEN, VA

Past

June 10, 2015 - February 8, 2016

NYLIFE SECURITIES LLC

CRD#: 5167

GLEN ALLEN, VA

Past

October 7, 2014 - June 2, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

RICHMOND, VA

Past

October 2, 2014 - June 2, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

RICHMOND, VA

Past

October 1, 2014 - October 1, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

RICHMOND, VA

Past

February 26, 2013 - September 30, 2014

BOSTIC FINANCIAL, LLC

RIA

CRD#: 166472

GLEN ALLEN, VA

Past

October 7, 2011 - February 26, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

GLEN ALLEN, VA

Past

October 7, 2011 - February 26, 2013

LPL FINANCIAL LLC

CRD#: 6413

GLEN ALLEN, VA

Past

January 24, 2008 - October 10, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

RICHMOND, VA

Past

December 17, 2007 - October 10, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

RICHMOND, VA

Past

October 2, 2006 - January 10, 2008

FIRST CLEARING, LLC

CRD#: 17344

ST. LOUIS, MO

Past

March 7, 2006 - October 3, 2006

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

GLEN ALLEN, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(2/23/2021)

IAR

Texas
(1/25/2018)

IAR

Virginia
(2/12/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/15/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/8/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/6/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/16/2011

General Securities Principal Examination

Principal/Supervisory Exam

Series 9

Date: 9/28/2007

General Securities Sales Supervisor - Options Module Examination

Current Firm

CLEARVIEW FINANCIAL

CLEARVIEW FINANCIAL | CLEARVIEW FINANCIAL, LLC

CRD#: 282690 / SEC#:

North Carolina

Registered Investment Advisory firm - (1/29/2021 Approved)

Texas

Registered Investment Advisory firm - (1/23/2018 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (2/12/2016 Approved)

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Contact information

Main Address

5000 Monument Avenue Suite 100, Richmond, VA 23230

Mailing Address

Phone number

(804) 869-9541

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	307
AUM (Assets Under Management)	$ 90,304,731

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin A. Bostic

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Aaron Bostic's CRS (Customer Relationship Summary).

Certified licenses

Experience

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

BOSTIC FINANCIAL, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST CLEARING, LLC

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/15/2008

SIE

Date: 2/8/2016

Series 7

Date: 3/6/2006

Series 24

Date: 12/16/2011

Series 9

Date: 9/28/2007

Current Firm

CLEARVIEW FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CLEARVIEW FINANCIAL

TRUST BUT VERIFY

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