Adrianna F. Caulder
Professional summary
Adrianna Fornalczyk Caulder, who also goes by Adrianna J Fornalczyk, Adrianna Janina Fornalczyk, is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in Baltimore, Maryland and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
Adrianna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Adrianna has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Adrianna Fornalczyk Caulder's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2019 - Present
T. ROWE PRICE ASSOCIATES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231October 3, 2016 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231June 14, 2018 - February 14, 2019
T. ROWE PRICE ADVISORY SERVICES, INC.
May 19, 2010 - May 20, 2015
PROFUNDS DISTRIBUTORS, INC.
December 20, 2006 - July 29, 2008
UBS FINANCIAL SERVICES INC.
December 3, 2004 - July 12, 2006
M HOLDINGS SECURITIES, INC.
Primary Firm SEC Registration
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
