Jonathan C. Pearson

WEALTH ADVISORS OF IOWA

West Des Moines, IA 50266

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CRD#: 4880296

Professional summary

Jonathan Chapman Pearson, CFP® is a registered financial advisor currently at WEALTH ADVISORS OF IOWA, LLC located in West Des Moines, Iowa.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jonathan has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 9/30/2013: NO BUSINESS NAME - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - TIME SPENT 5% - AGENT. SELL FIXED INSURANCE THAT INCLUDES, LTC, DI, AND LIFE. (2) 1/8/2016 - Pearson Wealth Management LLC - Investment Related - Home: 4334 NW 168th Court Clive, IA 50325 - Business Entity For Tax/Investment Purposes Only - Started 01/01/2016 - 0 Hours Per Month - S-corporation for tax purposes only. (5) 07/11/2016 - Midland National Life Insurance Company - Non-Variable Insurance - INV REL -Start 04/11/2016 - 1601 West Lakes Parkway West Des Moines, IA 50266 - Broker for Midland National Life Insurance Company, Direct licensing no agency - 1 Hr/Mo; 0 Hours During Securities Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Chapman Pearson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

December 13, 2019 - Present

WEALTH ADVISORS OF IOWA, LLC

Office #1: 1601 West Lakes Parkway Suite 200, West Des Moines, IA 50266

RIA

CRD#: 115088

West Des Moines, IA

Past

October 2, 2013 - December 19, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

WEST DES MOINES, IA

Past

September 30, 2013 - December 19, 2019

BALEFIRE, LLC

RIA

CRD#: 168733

DALLAS, TX

Past

September 30, 2013 - December 19, 2019

LPL FINANCIAL LLC

CRD#: 6413

WEST DES MOINES, IA

Past

January 1, 2005 - October 1, 2013

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

WEST DES MOINES, IA

Past

December 14, 2004 - October 1, 2013

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

WEST DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH ADVISORS OF IOWA, LLC

CRD#: 115088 / SEC#: 801-118210

RIA

Registered Investment Advisory firm - (3/12/2020 Approved)

Iowa

Registered Investment Advisory firm - (3/24/2020 Terminated)

Texas

Registered Investment Advisory firm - (3/23/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(12/13/2019)

IAR

Texas
(11/13/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/30/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/13/2004

General Securities Representative Examination

Current Firm

WEALTH ADVISORS OF IOWA, LLC

CRD#: 115088 / SEC#: 801-118210

RIA

Registered Investment Advisory firm - (3/12/2020 Approved)

Iowa

Registered Investment Advisory firm - (3/24/2020 Terminated)

Texas

Registered Investment Advisory firm - (3/23/2020 Terminated)

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Contact information

Main Address

1601 West Lakes Parkway Suite 200, West Des Moines, IA 50266

Mailing Address

Phone number

(515) 200-7812

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/24/2025)

ADV 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,203
AUM (Assets Under Management)	$ 453,096,614

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Jonathan C. Pearson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Chapman Pearson's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

BALEFIRE, LLC

LPL FINANCIAL LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

WEALTH ADVISORS OF IOWA, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/30/2004

SIE

Date: 10/1/2018

Series 7

Date: 12/13/2004

Current Firm

WEALTH ADVISORS OF IOWA, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH ADVISORS OF IOWA, LLC

TRUST BUT VERIFY

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