John P. Siris

CANTOR FITZGERALD & CO.

New York, NY 10022

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CRD#: 4880275

Professional summary

John Pickman Siris, who also goes by John Pickman Siris, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 2005. John has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John Pickman Siris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Pickman Siris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2022 - Present

CANTOR FITZGERALD & CO.

Office #1: 110 East 59th Street 5th Floor Dcm, New York, NY 10022

CRD#: 134

New York, NY

Past

July 7, 2014 - September 28, 2022

GUGGENHEIM SECURITIES, LLC

CRD#: 40638

NEW YORK, NY

Past

May 18, 2011 - July 3, 2014

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 12, 2005 - April 21, 2008

RANGEMARK CAPITAL MARKETS, INC.

CRD#: 42025

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(9/21/2022)

Exams

State Security Law Exam

Series 63

Date: 5/20/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/11/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/5/2022

General Securities Principal Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

CANTOR FITZGERALD & CO.

CANTOR DIRECT A DIVISION OF CANTOR FITZGERALD & CO. | CANTOR, FITZGERALD & CO., INC. | CANTOR FITZGERALD & CO.

CRD#: 134 / SEC#: , 8-201

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

110 East 59th Street 4th Floor, New York, NY, 10022

Mailing Address

110 East 59th Street 4th Floor, New York, NY, 10022

Phone number

(212) 938-5000

Established

New York since 09/25/1992

Firm type

Partnership

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CFS CF & CO I HOLDINGS, L.P.	MANAGING GENERAL PARTNER
ANZALONE, THOMAS JOSEPH	CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER	1161513
BANDELIER, PASCAL DANIEL	CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES	4424051
CFLP CF&CO I HOLDINGS, L.P.	LIMITED PARTNER
KELLY, SAGE NOLAN	CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING	2528122
MERKEL, STEPHEN MARCUS	EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY	2366318
SALINAS, DANNY	CHIEF FINANCIAL OFFICER	6184109
SHIELDS, WILLIAM MICHAEL	CHIEF COMPLIANCE OFFICER	2380166
WALL, CHRISTIAN DOUGLAS	CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME	2751397

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John P. Siris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Pickman Siris's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUGGENHEIM SECURITIES, LLC

CITIGROUP GLOBAL MARKETS INC.

RANGEMARK CAPITAL MARKETS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/20/2011

SIE

Date: 10/1/2018

Series 7

Date: 1/11/2005

Series 24

Date: 4/5/2022

Cboe BYX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

NYSE Arca, Inc.

Nasdaq ISE, LLC

Nasdaq Stock Market

Current Firm

CANTOR FITZGERALD & CO.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CANTOR FITZGERALD & CO.

TRUST BUT VERIFY

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