Chad M. Batterson
Professional summary
Chad M Batterson is a registered financial professional currently at ATHENE SECURITIES, LLC located in West Des Moines, Iowa.
Chad is registered as a RR (Registered Representative) and started their career in finance in 2004. Chad has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chad M Batterson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2015 - Present
ATHENE SECURITIES, LLC
Office #1: 7700 Mills Civic Parkway, West Des Moines, IA 50266December 7, 2004 - May 31, 2007
PARKLAND SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/22/2016)
(5/3/2016)
(3/9/2017)
(1/9/2017)
(1/9/2017)
(7/7/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ATHENE SECURITIES, LLC
CRD#: 36867 / SEC#: , 8-47499
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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Company Information
ATHENE SECURITIES, LLC
CRD#: 36867West Des Moines, IA 50266TRUST BUT VERIFY
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