Keith R. Bosco

VERITY INVESTMENT PARTNERS

Bluffton, SC 29910

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CRD#: 4879935

Professional summary

Keith Richard Bosco, who also goes by Keith R. Bosco, is a registered financial advisor currently at VERITY INVESTMENT PARTNERS located in Bluffton, South Carolina.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Keith has worked at 6 firms and has passed the Series 66, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Keith R. Bosco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF BUSINESS-Scottys Pub and Comedy Cove; INVESTMENT RELATED-No; BUSINESS ADDRESS-595 Morris Ave, Springfield, NJ 07081; NATURE OF BUSINESS-Restaurant/comedy club; POSITION-Employee; START DATE- 02/13/2016; HOURS PER MONTH-60; HOURS DURING TRADING-0; DUTIES-Wait staff.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Richard Bosco's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 9, 2023 - Present

VERITY INVESTMENT PARTNERS

Office #1: 210 Bluffton Road 2nd Floor, Bluffton, SC 29910

RIA

CRD#: 119630

Bluffton, SC

Past

October 13, 2014 - April 24, 2023

CITY NATIONAL SECURITIES, INC.

CRD#: 103705

LOS ANGELES, CA

Past

July 29, 2011 - April 24, 2023

CITY NATIONAL ROCHDALE

RIA

CRD#: 117198

NEW YORK, NY

Past

July 29, 2011 - April 24, 2023

SYMPHONIC SECURITIES LLC

CRD#: 139512

NEW YORK, NY

Past

July 29, 2011 - April 24, 2023

CNR SECURITIES, LLC

CRD#: 18466

NEW YORK, NY

Past

February 9, 2007 - August 19, 2011

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

FLORHAM PARK, NJ

Past

July 20, 2006 - August 19, 2011

RBC CAPITAL MARKETS, LLC

CRD#: 31194

FLORHAM PARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VERITY INVESTMENT PARTNERS

VERITAS ASSET MANAGEMENT, LLC | VERITY INVESTMENT PARTNERS | VERITY INVESTMENT MANAGEMENT | VERITY AND VERITY, LLC

CRD#: 119630 / SEC#: 801-63829

RIA

Registered Investment Advisory firm - (1/14/2005 Approved)

South Carolina

Registered Investment Advisory firm - (1/20/2005 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(5/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/8/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 6/23/2011

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/19/2006

General Securities Representative Examination

Current Firm

VERITY INVESTMENT PARTNERS

VERITAS ASSET MANAGEMENT, LLC | VERITY INVESTMENT PARTNERS | VERITY INVESTMENT MANAGEMENT | VERITY AND VERITY, LLC

CRD#: 119630 / SEC#: 801-63829

RIA

Registered Investment Advisory firm - (1/14/2005 Approved)

South Carolina

Registered Investment Advisory firm - (1/20/2005 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2002 Terminated)

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Contact information

Main Address

2015 Boundary Street 2nd Floor, Beaufort, SC 29902

Mailing Address

P.o. Box 1086, Beaufort, SC 29901

Phone number

(843) 379-6661

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VERITY INVESTMENT MANAGEMENT_ADV2A (3/28/2025)

VERITY INVESTMENT PARTNERS_ADV2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	993
AUM (Assets Under Management)	$ 1,205,925,960

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Keith R. Bosco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Richard Bosco's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITY NATIONAL SECURITIES, INC.

CITY NATIONAL ROCHDALE

SYMPHONIC SECURITIES LLC

CNR SECURITIES, LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

Primary Firm SEC Registration

VERITY INVESTMENT PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 2/8/2007

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 6/23/2011

Series 7

Date: 7/19/2006

Current Firm

VERITY INVESTMENT PARTNERS

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VERITY INVESTMENT PARTNERS

TRUST BUT VERIFY

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