Heather Blaine Brock
CFP®Professional Summary
Heather Blaine Brock, CFP®, who also goes by Heather B Cruce, Heather C Swenby, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Richmond Hill, Georgia and FIRST COMMAND BROKERAGE SERVICES, INC. located in Richmond Hill, Georgia. Heather is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Heather has worked at 3 firms and has passed the Series 63, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Heather B Cruce, Heather C Swenby
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
FIRST COMMAND ADVISORY SERVICES
Contact Information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387Phone Number
(817) 731-8621# of Employees
1,787SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
113,591AUM (Assets Under Management)
$24,429,418,155Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
State Registrations and Notice Filings
(6/18/2026)
(8/20/2021)
(8/6/2020)
(11/12/2014)
(12/15/2015)
(7/29/2025)
(8/21/2019)
(11/28/2017)
(11/2/2021)
(8/31/2020)
(8/31/2020)
(1/5/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 2014About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Heather Blaine Brock's CRS (Customer Relationship Summary).
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