Mark F. Hammitt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Frederick Hammitt was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2004. Mark had worked at 4 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2016 - June 12, 2017
ARXIS SECURITIES LLC
January 3, 2011 - May 10, 2016
RBC CMA LTD
October 22, 2010 - June 22, 2016
RBC CAPITAL MARKETS, LLC
November 8, 2004 - March 7, 2005
NOVA CAPITAL MARKETS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 12/21/2010
Limited Representative-Equity Trader ExamCurrent Firm
ARXIS SECURITIES LLC
CRD#: 172506 / SEC#: , 8-69509
Contact information
Documents
Red Flags
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