Melissa R. Gibson

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CRD#: 4879494

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Melissa R. Gibson, who also goes by Melissa Roxane Gibson, was a registered financial professional .

Melissa is a previously registered financial professional and started their career in finance in 2004. Melissa had worked at 6 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Melissa Roxane Gibson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 23, 2018 - September 15, 2023

MAIN STREET RESEARCH LLC

RIA

CRD#: 114629

Concord, NH

Past

September 25, 2015 - October 21, 2016

TD AMERITRADE, INC.

RIA

CRD#: 7870

SAN FRANCISCO, CA

Past

September 25, 2015 - October 21, 2016

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

San Francisco, CA

Past

September 25, 2015 - October 21, 2016

TD AMERITRADE, INC.

CRD#: 7870

SAN FRANCISCO, CA

Past

November 8, 2007 - July 9, 2014

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

LARKSPUR, CA

Past

July 10, 2006 - July 7, 2014

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

LARKSPUR, CA

Past

December 15, 2004 - July 20, 2005

CITIZENS SECURITIES, INC.

CRD#: 39550

JOHNSTON, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAIN STREET RESEARCH LLC

CRD#: 114629 / SEC#: 801-57739

RIA

Registered Investment Advisory firm - (11/14/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/29/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/16/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/18/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/21/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/7/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/14/2004

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/20/2005

Investment Company Products/Variable Contracts Principal Examination

Current Firm

MAIN STREET RESEARCH LLC

CRD#: 114629 / SEC#: 801-57739

RIA

Registered Investment Advisory firm - (11/14/2000 Approved)

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Contact information

Main Address

342 Main Street, Lakeville, CT 06039

Mailing Address

30 Liberty Ship Way Third Floor, Sausalito, CA 94965

Phone number

(860) 435-2350

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM PART 2A BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	2,782
AUM (Assets Under Management)	$ 2,384,657,948

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Melissa R. Gibson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

CITIZENS SECURITIES, INC.

Primary Firm SEC Registration

MAIN STREET RESEARCH LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/29/2022

Series 66

Date: 11/16/2007

Series 63

Date: 1/18/2005

SIE

Date: 10/21/2016

Series 7

Date: 7/7/2006

Series 6

Date: 12/14/2004

Series 26

Date: 6/20/2005

Current Firm

MAIN STREET RESEARCH LLC

Contact information

SEC notice filing (42 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAIN STREET RESEARCH LLC

TRUST BUT VERIFY

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