Carmine A. Berardi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carmine Anthony Berardi, who also goes by Carl Berard, Carmine A Berardi, was a registered financial professional .
Carmine is a previously registered financial professional and started their career in finance in 2005. Carmine had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2018 - January 7, 2019
FIRST STANDARD FINANCIAL ADVISORY
June 11, 2014 - April 19, 2018
FIRST STANDARD FINANCIAL COMPANY LLC
June 20, 2012 - December 21, 2012
ALEXANDER CAPITAL, L.P.
November 6, 2009 - June 20, 2012
BROOKSTONE SECURITIES, INC.
May 20, 2009 - November 13, 2009
MERCER CAPITAL LTD.
November 20, 2008 - January 23, 2009
NEWBRIDGE SECURITIES CORPORATION
August 1, 2006 - October 8, 2008
J.P. TURNER & COMPANY, L.L.C.
January 3, 2005 - August 2, 2006
GUNNALLEN FINANCIAL, INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST STANDARD FINANCIAL ADVISORY
CRD#: 172743 / SEC#:
Contact information
Red Flags
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