Carrie L. Fellon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carrie Lou Fellon, CFP®, who also goes by Carrie Lou Chesny, was a registered financial professional .
Carrie is a previously registered financial professional and started their career in finance in 2004. Carrie had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2012
Experience
August 16, 2024 - October 1, 2024
CW ADVISORS, LLC
October 11, 2016 - August 28, 2024
AGILI, P.C.
August 21, 2015 - September 21, 2016
SECURIAN FINANCIAL SERVICES, INC.
August 21, 2015 - September 21, 2016
SECURIAN FINANCIAL SERVICES, INC.
February 17, 2009 - August 12, 2015
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
February 17, 2009 - August 12, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
December 7, 2004 - January 23, 2009
WADDELL & REED
Primary Firm SEC Registration
CW ADVISORS, LLC
CRD#: 310873 / SEC#: 801-119667
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CW ADVISORS, LLC
CRD#: 310873 / SEC#: 801-119667
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,836 |
| AUM (Assets Under Management) | $ 9,301,984,860 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/23/2025 | ||
| 07/02/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
