Loran White

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CRD#: 4879083

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Loran White, who also goes by Lori Jean Ruppel, was a registered financial professional .

Loran is a previously registered financial professional and started their career in finance in 2005. Loran had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Lori Jean Ruppel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 1, 2016 - February 3, 2018

NEWDAY

RIA

CRD#: 174758

RAPID CITY, SD

Past

June 1, 2009 - January 16, 2015

MORGAN STANLEY

RIA

CRD#: 149777

RAPID CITY, SD

Past

June 1, 2009 - January 16, 2015

MORGAN STANLEY

CRD#: 149777

RAPID CITY, SD

Past

April 25, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

RAPID CITY, SD

Past

January 24, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

RAPID CITY, SD

Past

June 15, 2007 - November 15, 2007

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

SAN FRANCISCO, CA

Past

May 1, 2007 - November 15, 2007

J.P. MORGAN SECURITIES LLC

CRD#: 79

SAN FRANCISCO, CA

Past

January 5, 2005 - February 28, 2006

PIPER SANDLER & CO.

CRD#: 665

SHERIDAN, WY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEWDAY

CRD#: 174758 / SEC#: 801-112212

RIA

Registered Investment Advisory firm - (1/2/2018 Approved)

California

Registered Investment Advisory firm - (2/1/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/24/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/16/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/4/2005

General Securities Representative Examination

Current Firm

NEWDAY

CRD#: 174758 / SEC#: 801-112212

RIA

Registered Investment Advisory firm - (1/2/2018 Approved)

California

Registered Investment Advisory firm - (2/1/2018 Terminated)

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Contact information

Main Address

9 Union Square Unit #1123, Southbury, CT 06488

Mailing Address

Phone number

(415) 935-0550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NEWDAY IMPACT FORM ADV PART 2 AND 2B (9/25/2025)

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 172,421,272

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Loran White

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

PIPER SANDLER & CO.

Primary Firm SEC Registration

NEWDAY

State Registrations and Notice Filings

Exams

Series 66

Date: 1/24/2005

SIE

Date: 1/16/2015

Series 7

Date: 1/4/2005

Current Firm

NEWDAY

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEWDAY

TRUST BUT VERIFY

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