Jesse W. Schraft
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesse Willet Schraft, who also goes by Jesse W Schraft, was a registered financial professional .
Jesse is a previously registered financial professional and started their career in finance in 2006. Jesse had worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2020 - November 27, 2023
STONEHAVEN, LLC
December 4, 2018 - February 18, 2020
SILVER LEAF PARTNERS, LLC
September 5, 2014 - August 3, 2016
SOURCE CAPITAL GROUP, INC.
January 11, 2011 - July 18, 2012
BBVA SECURITIES INC.
June 23, 2009 - November 20, 2009
AURIGA USA, LLC
April 2, 2007 - November 27, 2007
MORGAN STANLEY & CO. LLC
April 7, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
