Angela E. Lavelle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angela Elizabeth Lavelle was a registered financial professional .
Angela is a previously registered financial professional and started their career in finance in 2009. Angela had worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2009 - February 20, 2024
THOMASLLOYD CAPITAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 11/9/2009
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
THOMASLLOYD CAPITAL LLC
CRD#: 38784 / SEC#: , 8-48402
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THOMASLLOYD HOLDINGS (AMERICAS) LLC | OWNER | |
| LAVELLE, ANGELA ELIZABETH | CHIEF EXECUTIVE OFFICER/FINOP/CHIEF COMPLIANCE OFFICER | 4878444 |
Red Flags
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