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Michael Sergei Perlov

CRD# 4878431·Registered 2007 - 2023
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Sergei Perlov, who also goes by Michael S Perlov, Michael Sergei Perlov, Michael Perlov, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2007 - 2023. Michael had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael S Perlov, Michael Sergei Perlov, Michael Perlov

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

CTC, LLC·CRD# 44597
BD
Chicago, IL
August 24, 2021 - May 2, 2023
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
June 1, 2011 - August 3, 2021
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
June 3, 2009 - April 26, 2011
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
April 2, 2007 - May 7, 2009

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Current Firm

CL
CTC, LLC

CTC L.L.C. | CTC, LLC

CRD#: 44597 / SEC#: 8-50758
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

425 S. Financial Place 4th Floor, Chicago, IL 60605

Mailing Address

425 S. Financial Place 4th Floor, Chicago, IL 60605

Phone Number

(312) 863-8000

Established

Illinois since 01/02/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

Documents

Direct owners and executive officers

NamePositionCRD#
CTC TRADING GROUP, L.L.C.SOLE MEMBER—
ESTELL, BRETT MATTHEWPRESIDENT4568030
KIM, ALBERT JINWOOCHIEF COMPLIANCE OFFICER6183300
POPE, LISA YVETTEFINOP, PFO, POO2200264

Disclosures

Regulatory Event

21

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2007About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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