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Nancy L. Oktavec

JPS FINANCIAL
Westlake, OH 44145
Some features on this profile are disabled
CRD#: 4878350
NO

Professional summary

Nancy L Oktavec, who also goes by Nancy L Flanagan, is a registered financial advisor currently at JPS FINANCIAL, LLC located in Westlake, Ohio.

Nancy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Nancy has worked at 2 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Nancy L Flanagan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy L Oktavec's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 7, 2014 - Present

JPS FINANCIAL, LLC

Office #1: 2001 Crocker Road Suite 530, Westlake, OH 44145
RIA
CRD#: 169208
Westlake, OH
Past

October 22, 2012 - January 8, 2014

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
WESTLAKE, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JF
JPS FINANCIAL, LLC
JPS FINANCIAL, LLC

CRD#: 169208 / SEC#: 801-78803

RIA
Registered Investment Advisory firm - (1/6/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(1/7/2014)

Exams

General Industry/Product Exam
RR
Series 7
Date: 10/19/2012
General Securities Representative Examination

Current Firm

JF
JPS FINANCIAL, LLC
JPS FINANCIAL, LLC

CRD#: 169208 / SEC#: 801-78803

RIA
Registered Investment Advisory firm - (1/6/2014 Approved)
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Contact information

Main Address
2001 Crocker Road Suite 530, Westlake, OH 44145
Mailing Address
Phone number
(440) 899-6350
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 DISCLOSURE BROCHURE (2/20/2025)

Regulatory assets under management

Total Number of Accounts742
AUM (Assets Under Management)$ 302,085,800

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JPS FINANCIAL, LLC

CRD#: 169208Westlake, OH 44145

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