Marvin R. Hernandez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marvin Ruben Hernandez, who also goes by Ruben Hernandez, was a registered financial professional .
Marvin is a previously registered financial professional and started their career in finance in 2007. Marvin had worked at 3 firms and has passed the Series 66, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2010 - December 31, 2013
BROOK BESOR INVESTMENTS LLC
January 22, 2008 - June 3, 2008
EDWARD JONES
September 27, 2007 - June 3, 2008
EDWARD JONES
February 16, 2007 - August 27, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
BROOK BESOR INVESTMENTS LLC
CRD#: 153644 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
