SF
Scott D. Frank
DEWITT CAPITAL MANAGEMENT
Queen Creek, AZ
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CRD#: 4878066
SF
Professional summary
Scott David Frank, CPWA®, who also goes by Scott D Frank, is a registered financial advisor currently at DEWITT CAPITAL MANAGEMENT located in Queen Creek, Arizona.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Scott has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott D Frank
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Owner of Valor Consult LLC, formed in April 2014. No time commitment is required for this activity. 2) Co-founder of Portfolio Catapult, LLC, an internet company formed in August 2022. The time commitment for this activity is less than 1 hour per month. The company is an investment research technology company. 3) Owner of Portfolio Catapult Holdings LLC a holding company formed in September 2023. No time commitment is required for this activity. The company is a holding company. 4) Shareholder of Catapult Financial Technologies Ltd (UK) as of April 2024. The time commitment for this activity is approximately 2 hours per week. The company is a financial technology company.
CRS (Client Relationship Summary) - RIA
Click below to view Scott David Frank's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 3, 2018 - Present
DEWITT CAPITAL MANAGEMENT
RIA
CRD#: 108232
Queen Creek, AZ
Past
February 5, 2018 - April 18, 2018
ETF MODEL SOLUTIONS, LLC
RIA
CRD#: 168410
Ramsey, NJ
Past
December 4, 2015 - February 2, 2016
DEWITT CAPITAL MANAGEMENT
RIA
CRD#: 108232
Franklin Lakes, NJ
Past
June 23, 2009 - September 30, 2015
BLUE SPRUCE GLOBAL ADVISORS, LLC
RIA
CRD#: 143047
FRANKLIN LAKES, NJ
Past
March 9, 2007 - December 31, 2007
BLUE SPRUCE GLOBAL ADVISORS, LLC
RIA
CRD#: 143047
FRANKLIN LAKES, NJ
Past
May 22, 2006 - December 31, 2015
BHARGAVA CAPITAL
BD
CRD#: 131817
FRANKLIN LAKES, NJ
Past
February 8, 2005 - April 25, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
AUBURN HILLS, MI
Past
January 14, 2005 - April 25, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
AUBURN HILLS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DC
DEWITT CAPITAL MANAGEMENT
DEWITT CAPITAL MANAGEMENT | TIDEWATER WEALTH MANAGEMENT | INFOCUS WEALTH STRATEGIES | DIRAMCO & DEWITT INVESTMENT | DEWITT INVESTMENT RESEARCH & MANAGEMENT INC
CRD#: 108232 / SEC#: 801-133885
RIA
Registered Investment Advisory firm - (7/17/2025 Approved)Arizona
Registered Investment Advisory firm - (7/21/2025 Terminated)Louisiana
Registered Investment Advisory firm - (7/21/2025 Terminated)Michigan
Registered Investment Advisory firm - (7/21/2025 Terminated)New Jersey
Registered Investment Advisory firm - (8/1/2025 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/22/2025 Terminated)Texas
Registered Investment Advisory firm - (7/21/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(1/24/2023)
IAR
Pennsylvania(5/3/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
DC
DEWITT CAPITAL MANAGEMENT
DEWITT CAPITAL MANAGEMENT | TIDEWATER WEALTH MANAGEMENT | INFOCUS WEALTH STRATEGIES | DIRAMCO & DEWITT INVESTMENT | DEWITT INVESTMENT RESEARCH & MANAGEMENT INC
CRD#: 108232 / SEC#: 801-133885
RIA
Registered Investment Advisory firm - (7/17/2025 Approved)Arizona
Registered Investment Advisory firm - (7/21/2025 Terminated)Louisiana
Registered Investment Advisory firm - (7/21/2025 Terminated)Michigan
Registered Investment Advisory firm - (7/21/2025 Terminated)New Jersey
Registered Investment Advisory firm - (8/1/2025 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/22/2025 Terminated)Texas
Registered Investment Advisory firm - (7/21/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3801 Germantown Pike Suite 203, Collegeville, PA 19426
Mailing Address
Phone number
(610) 910-9110
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 186 |
| AUM (Assets Under Management) | $ 110,932,562 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
