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Ashley M. Souza

THE PACIFIC CENTER FOR FINANCIAL SERVICES
San Ramon, CA 94583
Some features on this profile are disabled
CRD#: 4878053
AS

Professional summary

Ashley M Souza, AIF®, who also goes by Ashley M. Jones, Ashley Marie Jones, Ashley Marie Souza, Ashley Souza, is a registered financial advisor currently at THE PACIFIC CENTER FOR FINANCIAL SERVICES located in San Ramon, California and CETERA WEALTH SERVICES, LLC located in San Ramon, California.

Ashley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Ashley has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ashley M. Jones | Ashley Marie Jones | Ashley Marie Souza | Ashley Souza

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LIFE, HEALTH, LONG TERM CARE INSURANCE SALES AS COMPONENT OF INVESTMENT/ADVISORY BUSINESS. 2)NAME OF OTHER BUSINESS: DBA PACIFIC CENTER FOR FINANCIAL SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 04/13 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: CONDUCTING PORTFOLIO MANAGEMENT & FINANCIAL PLANNING;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley M Souza's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

April 18, 2013 - Present

THE PACIFIC CENTER FOR FINANCIAL SERVICES

Office #1: 2000 Crow Canyon Place Suite 430, San Ramon, CA 94583
RIA
CRD#: 104557
San Ramon, CA
Current

January 25, 2006 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 2000 Crow Canyon Pl Ste 430, San Ramon, CA 94583
BD
CRD#: 13572
San Ramon, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
THE PACIFIC CENTER FOR FINANCIAL SERVICES
PACIFIC CENTER FOR FINANCIAL SERVICES | THE PACIFIC CENTER FOR FINANCIAL SERVICES

CRD#: 104557 / SEC#: 801-55119

RIA
Registered Investment Advisory firm - (12/16/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/29/2006)
IAR
California
(4/18/2013)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/28/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/24/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TP
THE PACIFIC CENTER FOR FINANCIAL SERVICES
PACIFIC CENTER FOR FINANCIAL SERVICES | THE PACIFIC CENTER FOR FINANCIAL SERVICES

CRD#: 104557 / SEC#: 801-55119

RIA
Registered Investment Advisory firm - (12/16/1997 Approved)
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Contact information

Main Address
2000 Crow Canyon Place Suite 430, San Ramon, CA 94583
Mailing Address
2000 Crow Canyon Place Suite 430, San Ramon, CA 94583
Phone number
(925) 838-7700
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PCFS BROCHURE ADV PART 2 (9/29/2025)

Regulatory assets under management

Total Number of Accounts1,672
AUM (Assets Under Management)$ 960,563,329

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE PACIFIC CENTER FOR FINANCIAL SERVICES

CRD#: 104557San Ramon, CA 94583

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