WS
William S. Stewart
KESTRA ADVISORY SERVICES
Scottsdale, AZ 85258
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CRD#: 4878031
WS
Professional summary
William Sage Stewart, who also goes by Bill Sage Stewart, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Scottsdale, Arizona and KESTRA INVESTMENT SERVICES, LLC located in Scottsdale, Arizona.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. William has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Sage Stewart
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: KDI WEALTH POSITION: RR NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 120 SECURITIES TRADING HOURS: 90 START DATE: 05/01/2024 ADDRESS: 8901 E Pima center pkwy 205, Scottsdale AZ 85258, United States DESCRIPTION: RR Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 120 SECURITIES TRADING HOURS: 90 START DATE: 05/01/2024 ADDRESS: 5707 Southwest PKWY, building 2 ste 400, Austin TX 78735, United States DESCRIPTION: IAR Name: GEORGE SAGE CORPORATION POSI: board member NOB: Board position (Board of Directors, Board of Trustees, etc.) INV REL: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2010 ADDRESS: 103 Foulk rd #202, Wilmington DE 19803 DESC: i "attend" two conference calls per year to listen to what the dividend will be for the next 6 months. there could possibly be a third call if there is something the managers feels needs to be brought before the board. Name: MIGHTY QUINN POSI: owner NOB: Insurance INV REL: Yes # OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/05/2023 ADDRESS: 5634 E Larkspur DR, Scottsdale AZ 85254 DESC: enroll people and groups in health insurance Name: FARMER AVE POSI: owner NOB: Real Estate INV REL: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 5634 E Larkspur Dr, Scottsdale AZ 85254 DESC: maintain the property to be livable and pay the utilities and mortgage Name: SCOTTSDALE SUNRISE ROTARY POSITION: secretary NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HRS: 2 SECURITIES TRADING HRS: 0 START DATE: 07/17/2025 ADDRESS: 5634 E Larkspur dr, Scottsdale AZ 85254, United States DESCRIPTION: track attendance and keep minutes of the board meetings
CRS (Client Relationship Summary) - RIA
Click below to view William Sage Stewart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2024 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 8901 E Pima Center Parkway #205, Scottsdale, AZ 85258RIA
CRD#: 283330
Scottsdale, AZ
Current
May 1, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 8901 E Pima Center Parkway Suite 205, Scottsdale, AZ 85258BD
CRD#: 42046
Scottsdale, AZ
Past
December 4, 2019 - May 3, 2024
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
SCOTTSDALE, AZ
Past
December 4, 2019 - May 3, 2024
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
SCOTTSDALE, AZ
Past
April 18, 2018 - November 29, 2019
PFG ADVISORS
RIA
CRD#: 173344
RIO RANCHO, NM
Past
December 8, 2016 - November 29, 2019
SECURITIES AMERICA, INC.
BD
CRD#: 10205
Rio Rancho, NM
Past
May 5, 2015 - December 31, 2018
CUE FINANCIAL GROUP, INC.
RIA
CRD#: 21033
RIO RANCHO, NM
Past
May 5, 2015 - December 8, 2016
FOOTHILL SECURITIES, INC.
BD
CRD#: 1027
Rio Rancho, NM
Past
January 12, 2006 - May 1, 2015
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
RIO RANCHO, NM
Past
November 12, 2004 - May 1, 2015
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
RIO RANCHO, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/1/2024)
RR
Arizona(5/1/2024)
IAR
Arizona(5/1/2024)
RR
Missouri(5/1/2024)
RR
New Mexico(5/1/2024)
RR
Oregon(5/1/2024)
RR
Texas(5/1/2024)
IAR
Texas(5/2/2024)
RR
Washington(5/1/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
