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William Sage Stewart

CRD# 4878031·Registered 2004 - 2026
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Sage Stewart, who also goes by Bill Sage Stewart, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 2004 - 2026. William had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Sage Stewart

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

Past

KESTRA ADVISORY SERVICES, LLCPast·CRD# 283330
RIA
Scottsdale, AZ
May 1, 2024 - April 1, 2026
KESTRA INVESTMENT SERVICES, LLCPast·CRD# 42046
BD
Scottsdale, AZ
May 1, 2024 - April 1, 2026
COMMONWEALTH FINANCIAL NETWORKPast·CRD# 8032
RIA
Scottsdale, AZ
December 4, 2019 - May 3, 2024
COMMONWEALTH FINANCIAL NETWORKPast·CRD# 8032
BD
Scottsdale, AZ
December 4, 2019 - May 3, 2024
PFG ADVISORSPast·CRD# 173344
RIA
Rio Rancho, NM
April 18, 2018 - November 29, 2019
SECURITIES AMERICA, INC.Past·CRD# 10205
BD
Rio Rancho, NM
December 8, 2016 - November 29, 2019
CUE FINANCIAL GROUP, INC.Past·CRD# 21033
RIA
Rio Rancho, NM
May 5, 2015 - December 31, 2018
FOOTHILL SECURITIES, INC.Past·CRD# 1027
BD
Rio Rancho, NM
May 5, 2015 - December 8, 2016
CETERA WEALTH SERVICES, LLCPast·CRD# 13572
RIA
Rio Rancho, NM
January 12, 2006 - May 1, 2015
CETERA WEALTH SERVICES, LLCPast·CRD# 13572
BD
Rio Rancho, NM
November 12, 2004 - May 1, 2015

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Current Firm

KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

Contact Information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Phone Number

(844) 553-7872

# of Employees

1,359

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

192,439

AUM (Assets Under Management)

$79,798,091,767

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025Cover PageReport
12/23/2024Cover PageReport
10/20/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: KDI WEALTH POSITION: RR NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 120 SECURITIES TRADING HOURS: 90 START DATE: 05/01/2024 ADDRESS: 8901 E Pima center pkwy 205, Scottsdale AZ 85258, United States DESCRIPTION: RR Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 120 SECURITIES TRADING HOURS: 90 START DATE: 05/01/2024 ADDRESS: 5707 Southwest PKWY, building 2 ste 400, Austin TX 78735, United States DESCRIPTION: IAR Name: GEORGE SAGE CORPORATION POSI: board member NOB: Board position (Board of Directors, Board of Trustees, etc.) INV REL: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2010 ADDRESS: 103 Foulk rd #202, Wilmington DE 19803 DESC: i "attend" two conference calls per year to listen to what the dividend will be for the next 6 months. there could possibly be a third call if there is something the managers feels needs to be brought before the board. Name: MIGHTY QUINN POSI: owner NOB: Insurance INV REL: Yes # OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/05/2023 ADDRESS: 5634 E Larkspur DR, Scottsdale AZ 85254 DESC: enroll people and groups in health insurance Name: FARMER AVE POSI: owner NOB: Real Estate INV REL: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 5634 E Larkspur Dr, Scottsdale AZ 85254 DESC: maintain the property to be livable and pay the utilities and mortgage Name: SCOTTSDALE SUNRISE ROTARY POSITION: secretary NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HRS: 2 SECURITIES TRADING HRS: 0 START DATE: 07/17/2025 ADDRESS: 5634 E Larkspur dr, Scottsdale AZ 85254, United States DESCRIPTION: track attendance and keep minutes of the board meetings

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2005About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2004About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2005About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 2004About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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