John H. Deardorff

COMPAK ASSET MANAGEMENT

Newport Beach, CA 92660

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CRD#: 4877969

Professional summary

John Howard Deardorff IV, CFP®, who also goes by John Howard Deardorff, is a registered financial advisor currently at COMPAK ASSET MANAGEMENT located in Newport Beach, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. John has worked at 8 firms and has passed the Series 66, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Howard Deardorff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REGISTERED AS AN INVESTMENT ADVISOR WITH COMPAK ASSET MANAGEMENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Howard Deardorff IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

November 10, 2015 - Present

COMPAK ASSET MANAGEMENT

Office #1: 1801 Dove Street, Newport Beach, CA 92660

RIA

CRD#: 109930

Newport Beach, CA

Past

March 2, 2015 - November 3, 2015

CHECK CAPITAL MANAGEMENT INC

RIA

CRD#: 107058

COSTA MESA, CA

Past

June 27, 2013 - December 17, 2014

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

NEWPORT BEACH, CA

Past

August 29, 2012 - October 8, 2013

INTEGRATED WEALTH MANAGEMENT, INC.

RIA

CRD#: 106335

PALM DESERT, CA

Past

August 3, 2012 - June 4, 2013

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

PALM DESERT, CA

Past

September 22, 2010 - July 6, 2012

TD AMERITRADE, INC.

RIA

CRD#: 7870

INDIAN WELLS, CA

Past

September 22, 2010 - July 6, 2012

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

INDIAN WELLS, CA

Past

September 22, 2010 - July 6, 2012

TD AMERITRADE, INC.

CRD#: 7870

INDIAN WELLS, CA

Past

March 22, 2010 - June 28, 2010

EDWARD JONES

RIA

CRD#: 250

RANCHO MIRAGE, CA

Past

March 2, 2010 - June 28, 2010

EDWARD JONES

CRD#: 250

RANCHO MIRAGE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPAK ASSET MANAGEMENT

CRD#: 109930 / SEC#: 801-58081

RIA

Registered Investment Advisory firm - (11/6/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/17/2017)

IAR

California
(11/12/2015)

IAR

Colorado
(11/10/2015)

IAR

Florida
(1/12/2016)

IAR

Hawaii
(11/10/2015)

IAR

Idaho
(3/15/2023)

IAR

Illinois
(11/10/2015)

IAR

Indiana
(5/17/2024)

IAR

Maryland
(11/10/2015)

IAR

Michigan
(11/12/2015)

IAR

Minnesota
(11/10/2015)

IAR

Missouri
(3/16/2023)

IAR

Nevada
(11/24/2015)

IAR

North Carolina
(11/10/2015)

IAR

Oregon
(11/10/2015)

IAR

Texas
(11/10/2015)

IAR

Virginia
(11/10/2015)

IAR

Washington
(11/10/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/17/2010

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/15/2004

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 3/1/2010

General Securities Representative Examination

Current Firm

COMPAK ASSET MANAGEMENT

CRD#: 109930 / SEC#: 801-58081

RIA

Registered Investment Advisory firm - (11/6/2000 Approved)

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Contact information

Main Address

1801 Dove Street, Newport Beach, CA 92660

Mailing Address

Phone number

(800) 388-9700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMPAK ASSET MANAGEMENT FORM ADV PART 2A 3-31-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,264
AUM (Assets Under Management)	$ 1,258,603,087

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John H. Deardorff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Howard Deardorff IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHECK CAPITAL MANAGEMENT INC

MERCER GLOBAL ADVISORS INC.

INTEGRATED WEALTH MANAGEMENT, INC.

PURSHE KAPLAN STERLING INVESTMENTS

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

COMPAK ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 3/17/2010

Series 65

Date: 10/15/2004

Series 7

Date: 3/1/2010

Current Firm

COMPAK ASSET MANAGEMENT

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPAK ASSET MANAGEMENT

TRUST BUT VERIFY

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