David S. Peartree

PEARTREE ADVISORY

Rochester, NY

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CRD#: 4877861

Professional summary

David S Peartree, CFP® is a registered financial advisor currently at PEARTREE ADVISORY located in Rochester, New York.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. David has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CICCARELLI ADVISORY SERVICES, INC., A REGISTERED INVESTMENT ADVISORY FIRM WITH OFFICES IN NEW YORK AND FLORIDA. APPLICANT IS A PLANNER FOR THIS FIRM WITH ALL REGISTERED REPRESENTATIVE ACTIVITY PLACES THROUGH FSC. PARTNERSHIP IN BONITA GROUP LLC, A HOLDING COMPANY FOR THE BONITA SPRINGS OFFICE OF RIA CICCARELLI ADVISORY SERVICES. THIS IS AN INVESTMENT-RELATED ACTIVITY. ZERO HOURS PER MONTH ARE SPENT ON THIS ACTIVITY. NO COMPENSATION HAS BEEN RECEIVED FOR THIS ACTIVITY TO DATE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David S Peartree's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

June 24, 2025 - Present

PEARTREE ADVISORY

RIA

CRD#: 335723

Rochester, NY

Past

July 17, 2024 - December 20, 2024

BRIGHTON SECURITIES CORP.

RIA

CRD#: 3875

ROCHESTER, NY

Past

March 16, 2023 - June 28, 2024

BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC.

RIA

CRD#: 314111

ROCHESTER, NY

Past

August 30, 2021 - December 31, 2021

BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC.

RIA

CRD#: 314111

ROCHESTER, NY

Past

May 5, 2010 - August 4, 2011

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

ROCHESTER, NY

Past

January 1, 2005 - August 4, 2011

FSC SECURITIES CORPORATION

CRD#: 7461

ROCHESTER, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/14/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/17/2004

General Securities Representative Examination

Current Firm

PEARTREE ADVISORY

DAVID S PEARTREE DBA PEARTREE ADVISORY | PEARTREE ADVISORY

CRD#: 335723 / SEC#:

New York

Registered Investment Advisory firm - (6/24/2025 Approved)

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Contact information

Main Address

1648 Highland Ave, Rochester, NY 14618

Mailing Address

Phone number

(585) 721-7287

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David S. Peartree

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David S Peartree's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEARTREE ADVISORY

BRIGHTON SECURITIES CORP.

BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC.

BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 4/14/2005

Series 7

Date: 12/17/2004

Current Firm

PEARTREE ADVISORY

Contact information

Documents

Red Flags

Company Information

PEARTREE ADVISORY

TRUST BUT VERIFY

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