Bradley E. Perkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Eric Perkins was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 2004. Bradley had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2015 - July 22, 2015
CAPITAL ONE ADVISORS, LLC
January 2, 2015 - July 20, 2015
CAPITAL ONE INVESTING, LLC
September 14, 2012 - January 28, 2015
CAPITAL ONE FINANCIAL ADVISORS LLC
September 14, 2012 - January 2, 2015
CAPITAL ONE INVESTMENT SERVICES LLC
August 6, 2008 - September 22, 2010
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - September 22, 2010
CHASE INVESTMENT SERVICES CORP.
November 23, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL ONE ADVISORS, LLC
CRD#: 136865 / SEC#: 801-64662
Contact information
Documents
Red Flags
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