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KF

Kevin Ferm

345 INVESTMENT ADVISORY
Parker, CO
CRD#: 4877766
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KF
Kevin Ferm345 INVESTMENT ADVISORY

Professional summary

Kevin Ferm, who also goes by Kevin M Ferm, Kevin Michael Ferm, is a registered financial advisor currently at 345 INVESTMENT ADVISORY, LLC located in Parker, Colorado and CENTAURUS FINANCIAL, INC. located in Parker, Colorado.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Kevin has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kevin M Ferm | Kevin Michael Ferm

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Ferm's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 9, 2026 - Present

345 INVESTMENT ADVISORY, LLC

RIA
CRD#: 342120
Parker, CO
Current

June 11, 2026 - Present

CENTAURUS FINANCIAL, INC.

Office #1: 7274 Fairway Lane, Parker, CO 80134
RIA
BD
CRD#: 30833
Parker, CO
Past

April 22, 2005 - June 9, 2026

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
GREENWOOD VILLAGE, CO
Past

February 25, 2005 - June 9, 2026

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(6/11/2026)
RR
California
(6/11/2026)
IAR
Colorado
(6/9/2026)
RR
Colorado
(6/11/2026)
RR
Florida
(6/11/2026)
RR
Iowa
(6/11/2026)
RR
Kansas
(6/11/2026)
RR
Kentucky
(6/11/2026)
RR
Michigan
(6/11/2026)
RR
South Dakota
(6/11/2026)
IAR
Texas
(6/9/2026)
RR
Texas
(6/11/2026)
RR
Wyoming
(6/11/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/20/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/24/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/12/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

3I
345 INVESTMENT ADVISORY, LLC
345 INVESTMENT ADVISORY, LLC | OMAZ HOLDCO, LLC

CRD#: 342120 / SEC#: 801-136279

RIA
Registered Investment Advisory firm - (5/15/2026 120-Day Approval)
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Contact information

Main Address
4835 East Cactus Road Suite 255, Scottsdale, AZ 85254
Mailing Address
Phone number
(303) 887-8786
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

345 INVESTMENT ADVISORY, LLC FORM ADV PART 2A BROCHURE (6/5/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

345 INVESTMENT ADVISORY, LLC

CRD#: 342120Parker, CO

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