AT
Adam L. Truitt
M HOLDINGS SECURITIES
Denver, CO 80237
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CRD#: 4877422
AT
Professional summary
Adam Leigh Truitt, CFP®, ChFC®, CLU®, who also goes by Adam Leigh Truitt Mr., is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Denver, Colorado.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Adam has worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam Leigh Truitt Mr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Archdiocese of Denver; 1300 South Steele Street, Denver, CO 80210; 04/2015; Member, audit committee; General accounting and budgeting activities; Not investment related; 1 hour/month; 1 hour/month during business hours; No Compensation. (2) Financial Designs Ltd.; 7979 East Tufts Avenue, Suite 1550, Denver, CO 80237; 01/01/2013; President; Sales and servicing of life insurance policies, insurance or related business activity specified by board; Investment Related; 200 hours/month, 200 hours/month during business hours; Expense Reimbursement; Ownership; Profits; Commissions; Wages/Salary. (3) FDL Acquisition Co., LLC; 7979 East Tufts Avenue, Suite 1550, Denver, CO 80237; 01/01/2018; Principal; Entity formed to receive commissions for all business 2012 and earlier; Investment related; 0 hours/month, 0 hours/month during trading hours; No Compensation. (4) SEEDS OF HOPE; 1300 South Steele St., Denver CO 80210; Community-based Intervention; Not Investment Related; Board Member; Board Member responsibilities; 09/27/2023; 1 hour per month; 1 hour per month during trading hours. (5) LIMITED POA - KATHLEEN TRUITT; 10223 Spring Green Drive, Englewood CO 80112; Limited POA; Investment related; Power of Attorney; Help manage Kathleen's finances; 9/1/2024; 1 hour per month; 0 hours per month during trading hours. (6) LIMITED POA - ROBERT TRUITT; 10223 Spring Green Drive, Englewood CO 80112; Limited POA; Investment related; Power of Attorney; Help manage Robert's finances; 9/1/2024; 1 hour per month; 0 hours per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Leigh Truitt's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Adam Leigh Truitt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 22, 2010 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 7979 E Tufts Suite 1550, Denver, CO 80237RIA
BD
CRD#: 43285
Denver, CO
Current
January 1, 2005 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 7979 E Tufts Suite 1550, Denver, CO 80237RIA
BD
CRD#: 43285
Denver, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/5/2024)
RR
Arizona(3/15/2006)
RR
California(8/12/2009)
RR
Colorado(1/1/2005)
IAR
Colorado(3/22/2010)
RR
Connecticut(4/25/2025)
RR
Delaware(4/25/2025)
RR
Florida(11/10/2017)
RR
Georgia(11/10/2017)
RR
Hawaii(4/25/2025)
RR
Idaho(4/25/2025)
RR
Illinois(4/25/2025)
RR
Kentucky(11/10/2017)
RR
Louisiana(11/10/2017)
RR
Maine(11/10/2017)
RR
Maryland(11/7/2018)
RR
Massachusetts(11/10/2017)
RR
Michigan(11/10/2017)
RR
Minnesota(11/10/2017)
RR
Montana(5/4/2020)
RR
Nebraska(11/10/2017)
RR
Nevada(7/6/2021)
RR
New Hampshire(4/25/2025)
RR
New Jersey(11/10/2017)
RR
New Mexico(9/27/2006)
RR
New York(11/7/2024)
RR
North Carolina(12/10/2021)
RR
Ohio(11/9/2006)
RR
Oklahoma(11/7/2018)
RR
Oregon(5/19/2020)
RR
Pennsylvania(4/25/2025)
RR
South Carolina(4/25/2025)
RR
South Dakota(11/9/2006)
RR
Texas(1/23/2007)
RR
Utah(11/10/2017)
RR
Virginia(11/10/2017)
RR
Washington(11/10/2017)
RR
Wisconsin(7/23/2020)
RR
Wyoming(10/3/2006)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
