Joseph D. Clemens

WISDOM WEALTH STRATEGIES

Greenwood Village, CO 80111

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CRD#: 4877222

Professional summary

Joseph Dale Clemens, AIF®, CFP®, who also goes by Joseph D. Clemens, Joseph Clemens, is a registered financial advisor currently at WISDOM WEALTH STRATEGIES located in Greenwood Village, Colorado.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Joseph has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph D. Clemens | Joseph Clemens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) NOTARY PUBLIC FOR THE STATE OF COLORADO/NOT INVESTMENT RELATED/DENVER, CO/NOTARY/5% OR LESS TIME EACH MONTH/(2) INDEPENDENT INSURANCE AGENT/INSURANCE RELATED/DENVER, CO/SALE OF LIFE & ANNUITY INSURANCE PRODUCTS/5% OR LESS TIME EACH MONTH//(3) 03/2014-PRESENT: ENROLLED AGENT/NOT INVESTMENT RELATED/DENVER, CO/IRS ENROLLED AGENT/TAX PREPARATION/INVOLVES 10% OR LESS TIME EACH MONTH, INCLUDING DURING TRADITIONAL BUSINESS HOURS//(4) ADJUNCT INSTRUCTOR/NOT INVESTMENT RELATED/COLLEGE FOR FINANCIAL PLANNING/GREENWOOD VILLAGE, CO/ACADEMIC INSTRUCTOR/5% OR LESS TIME EACH MONTH, AFTER HOURS.//

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Dale Clemens's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

April 8, 2014 - Present

WISDOM WEALTH STRATEGIES

Office #1: 7400 East Orchard Road Suite 130, Greenwood Village, CO 80111

RIA

CRD#: 170230

Greenwood Village, CO

Past

January 29, 2010 - December 31, 2015

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

DENVER, CO

Past

January 29, 2010 - December 31, 2015

CADARET, GRANT & CO., INC.

CRD#: 10641

DENVER, CO

Past

April 11, 2006 - February 8, 2010

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

DENVER, CO

Past

November 17, 2004 - February 8, 2010

NATIONAL PLANNING CORPORATION

CRD#: 29604

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WISDOM WEALTH STRATEGIES

WISDOM WEALTH STRATEGIES | WISDOM WEALTH STRATEGIES, LLC

CRD#: 170230 / SEC#: 801-121154

RIA

Registered Investment Advisory firm - (5/6/2021 Approved)

California

Registered Investment Advisory firm - (6/29/2021 Terminated)

Colorado

Registered Investment Advisory firm - (5/11/2021 Terminated)

Texas

Registered Investment Advisory firm - (5/11/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(4/8/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/28/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/20/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/22/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/8/2004

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/11/2010

General Securities Principal Examination

Current Firm

WISDOM WEALTH STRATEGIES

WISDOM WEALTH STRATEGIES | WISDOM WEALTH STRATEGIES, LLC

CRD#: 170230 / SEC#: 801-121154

RIA

Registered Investment Advisory firm - (5/6/2021 Approved)

California

Registered Investment Advisory firm - (6/29/2021 Terminated)

Colorado

Registered Investment Advisory firm - (5/11/2021 Terminated)

Texas

Registered Investment Advisory firm - (5/11/2021 Terminated)

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Contact information

Main Address

7400 East Orchard Road Suite 130, Greenwood Village, CO 80111

Mailing Address

Phone number

(720) 314-8009

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WISDOM WEALTH STRATEGIES FORM ADV PART 2A - 20250130 (1/31/2025)

Regulatory assets under management

Total Number of Accounts	641
AUM (Assets Under Management)	$ 152,303,857

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph D. Clemens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Dale Clemens's CRS (Customer Relationship Summary).

Certified licenses

Experience

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

Primary Firm SEC Registration

WISDOM WEALTH STRATEGIES

State Registrations and Notice Filings

Exams

Series 65

Date: 3/28/2006

Series 63

Date: 12/20/2004

SIE

Date: 12/31/2015

Series 7

Date: 10/22/2007

Series 6

Date: 11/8/2004

Series 24

Date: 6/11/2010

Current Firm

WISDOM WEALTH STRATEGIES

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WISDOM WEALTH STRATEGIES

TRUST BUT VERIFY

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