Colin F. Gorman

EGP WEALTH MANAGEMENT

North Little Rock, AR 72114

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CRD#: 4877151

Professional summary

Colin Flinn Gorman is a registered financial advisor currently at EGP WEALTH MANAGEMENT, LLC located in North Little Rock, Arkansas.

Colin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Colin has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colin Flinn Gorman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2018 - Present

EGP WEALTH MANAGEMENT, LLC

Office #1: 611 Main Street, North Little Rock, AR 72114

RIA

CRD#: 298338

North Little Rock, AR

Past

September 30, 2014 - October 4, 2018

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

N. LITTLE ROCK, AR

Past

September 30, 2014 - October 3, 2018

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

N LITTLE ROCK, AR

Past

July 6, 2005 - October 10, 2014

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

LITTLE ROCK, AR

Past

March 1, 2005 - October 10, 2014

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

NORTH LITTLE ROCK, AR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(10/16/2018)

IAR

Texas
(4/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/31/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/12/2002

General Securities Representative Examination

Current Firm

EGP WEALTH MANAGEMENT, LLC

BUTLER FINANCIAL SERVICES | EGP WEALTH MANAGEMENT, LLC

CRD#: 298338 / SEC#:

Arkansas

Registered Investment Advisory firm - (10/16/2018 Approved)

Texas

Registered Investment Advisory firm - (11/5/2018 Approved)

Virginia

Registered Investment Advisory firm - (8/9/2024 Approved)

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Contact information

Main Address

611 Main Street, North Little Rock, AR 72114

Mailing Address

Phone number

(501) 320-1021

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	176
AUM (Assets Under Management)	$ 48,972,479

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Colin F. Gorman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colin Flinn Gorman's CRS (Customer Relationship Summary).

Certified licenses

Experience

EGP WEALTH MANAGEMENT, LLC

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/31/2002

SIE

Date: 10/1/2018

Series 7

Date: 9/12/2002

Current Firm

EGP WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EGP WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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