Thomas J. Ross
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas James Ross was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2005. Thomas had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2012 - August 28, 2019
DYNAMIC FINANCIAL SOLUTIONS, LLC
July 14, 2008 - May 15, 2012
THUNDERBIRD FINANCIAL GROUP, LLC
August 3, 2007 - July 1, 2008
BRECEK & YOUNG ADVISORS, INC.
June 27, 2007 - July 1, 2008
BRECEK & YOUNG ADVISORS, INC.
January 1, 2005 - July 3, 2006
IDS LIFE INSURANCE COMPANY
January 1, 2005 - July 3, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DYNAMIC FINANCIAL SOLUTIONS, LLC
CRD#: 144965 / SEC#:
Contact information
Red Flags
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