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FP

Francis Gaughan Post

GUIDEPOST CAPITAL MANAGEMENT GROUP
MOHNTON, PA
·CRD# 4876871·21 years experience

Professional Summary

Francis Gaughan Post, who also goes by Fran Post, Francis Post, is a registered financial advisor currently at GUIDEPOST CAPITAL MANAGEMENT GROUP, LLC located in Mohnton, Pennsylvania. Francis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Francis has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Fran Post, Francis Post

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

GUIDEPOST CAPITAL MANAGEMENT GROUP, LLC·CRD# 335196
RIA
Mohnton, PA
March 13, 2025 - Present
LPL FINANCIAL LLC·CRD# 6413
RIA
Wyomissing, PA
September 13, 2019 - February 24, 2025
LPL FINANCIAL LLC·CRD# 6413
BD
Wyomissing, PA
September 13, 2019 - February 24, 2025
BERKSHIRE ADVISORS, INC.·CRD# 122389
RIA
Wyomissing, PA
April 3, 2009 - October 9, 2019
PURSHE KAPLAN STERLING INVESTMENTS·CRD# 35747
BD
Wyomissing, PA
March 2, 2009 - September 23, 2019
CAMBRIDGE INVESTMENT RESEARCH, INC.·CRD# 39543
BD
Reading, PA
August 16, 2005 - November 12, 2008
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
December 7, 2004 - August 8, 2005

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Current Firm

GC
GUIDEPOST CAPITAL MANAGEMENT GROUP, LLC

GUIDEPOST CAPITAL MANAGEMENT GROUP, LLC

CRD#: 335196
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (3/13/2025 Approved)

Contact Information

Main Address

Mohnton, PA

Phone Number

(610) 568-6475

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

36

AUM (Assets Under Management)

$31,455,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 09/12/2019 - Tompkins Wealth Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 09/2019 2) 7/27/2020 - Tompkins Trust Company - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Managing Director - Start Date: 9/19/2019 - 120 Hours Per Month/5 Hours During Securities Trading - Run Southeastern PA division.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Pennsylvania
(3/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2009About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2004About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2005About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 2004About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Francis Gaughan Post's CRS (Customer Relationship Summary).

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