James J. Byron

GREEN ROCK ADVISORS

Morristown, NJ

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CRD#: 4876772

Professional summary

James J. Byron III, who also goes by James J Byron III, is a registered financial advisor currently at GREEN ROCK ADVISORS, LLC located in Morristown, New Jersey.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. James has worked at 3 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James J Byron Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Green Rock Realty, Non-investment related, 45 Elm St Suite 1H, Morristown, NJ 07960, Real Estate leasing, Started 10/2012, 25 to 30 hrs per week, Principal & Broker

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James J. Byron III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 20, 2018 - Present

GREEN ROCK ADVISORS, LLC

RIA

CRD#: 292782

Morristown, NJ

Past

April 4, 2006 - May 18, 2006

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

TOMS RIVER, NJ

Past

April 4, 2006 - May 18, 2006

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

TOMS RIVER, NJ

Past

March 28, 2005 - January 12, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

RED BANK, NJ

Past

January 19, 2005 - January 12, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

RED BANK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(4/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/27/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/18/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 2/4/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/18/2005

General Securities Representative Examination

Current Firm

GREEN ROCK ADVISORS, LLC

CRD#: 292782 / SEC#:

New Jersey

Registered Investment Advisory firm - (4/20/2018 Approved)

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Contact information

Main Address

Morristown, NJ

Mailing Address

Phone number

(973) 270-0508

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James J. Byron

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James J. Byron III's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREEN ROCK ADVISORS, LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/27/2016

Series 63

Date: 3/18/2005

Series 31

Date: 2/4/2005

Series 7

Date: 1/18/2005

Current Firm

GREEN ROCK ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

GREEN ROCK ADVISORS, LLC

TRUST BUT VERIFY

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