Andrew D. Zimmerman
Professional summary
Andrew Daniel Zimmerman, who also goes by Andrew Daniel Zimmerman Mr., is a registered financial professional currently at NUVEEN SECURITIES, LLC located in Minneapolis, Minnesota.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2004. Andrew has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Daniel Zimmerman's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2014 - Present
NUVEEN SECURITIES, LLC
Office #1: 901 Marquette Avenue Suite 2900, Minneapolis, MN 55402August 30, 2005 - May 30, 2012
ARTISAN PARTNERS DISTRIBUTORS LLC
April 11, 2005 - August 22, 2005
ALLSPRING FUNDS DISTRIBUTOR, LLC
December 8, 2004 - April 11, 2005
STRONG INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/24/2014)
Exams
FINRA
Current Firm
NUVEEN SECURITIES, LLC
CRD#: 469 / SEC#: , 8-13464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
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