Alden M. Burnett

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CRD#: 4876020

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alden Matthews Burnett III, who also goes by Alden Matthews Burnett, Alden Burnett, Chip Burnett, was a registered financial professional .

Alden is a previously registered financial professional and started their career in finance in 2004. Alden had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Alden Matthews Burnett | Alden Burnett | Chip Burnett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The Axis Retirement Solutions, LLC, 06/2018- Present), Owner, receipt of insurance compensation as a LICENSED INSURANCE AGENT

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 5, 2013 - February 10, 2023

SHANKLAND FINANCIAL ADVISORS, LLC

RIA

CRD#: 139562

Orland Park, IL

Past

June 7, 2012 - October 29, 2013

PRUCO SECURITIES, LLC.

CRD#: 5685

DOWNERS GROVE, IL

Past

May 19, 2008 - May 24, 2012

LINCOLN INVESTMENT

RIA

CRD#: 519

LOMBARD, IL

Past

May 19, 2008 - May 24, 2012

LINCOLN INVESTMENT

CRD#: 519

LOMBARD, IL

Past

August 22, 2007 - May 21, 2008

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

ORLAND PARK, IL

Past

September 21, 2006 - June 4, 2007

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

OAK LAWN, IL

Past

December 19, 2005 - June 4, 2007

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

OAK LAWN, IL

Past

December 3, 2004 - December 16, 2005

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHANKLAND FINANCIAL ADVISORS, LLC

CRD#: 139562 / SEC#: 801-130545

RIA

Registered Investment Advisory firm - (4/1/2025 Approved)

California

Registered Investment Advisory firm - (9/21/2025 Terminated)

Florida

Registered Investment Advisory firm - (8/22/2025 Terminated)

Illinois

Registered Investment Advisory firm - (8/22/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (8/22/2025 Terminated)

Missouri

Registered Investment Advisory firm - (8/22/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (8/27/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (8/22/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/22/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/20/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/17/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/5/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/2/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SHANKLAND FINANCIAL ADVISORS, LLC

CRD#: 139562 / SEC#: 801-130545

RIA

Registered Investment Advisory firm - (4/1/2025 Approved)

California

Registered Investment Advisory firm - (9/21/2025 Terminated)

Florida

Registered Investment Advisory firm - (8/22/2025 Terminated)

Illinois

Registered Investment Advisory firm - (8/22/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (8/22/2025 Terminated)

Missouri

Registered Investment Advisory firm - (8/22/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (8/27/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (8/22/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/22/2025 Terminated)

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Contact information

Main Address

Flat Rock, NC

Mailing Address

Phone number

(217) 494-0439

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B 08/2025 (8/22/2025)

Regulatory assets under management

Total Number of Accounts	553
AUM (Assets Under Management)	$ 97,686,160

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alden M. Burnett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PRUCO SECURITIES, LLC.

LINCOLN INVESTMENT

LINCOLN INVESTMENT

ALLSTATE FINANCIAL SERVICES, LLC

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

SHANKLAND FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/20/2006

Series 63

Date: 12/17/2004

Series 7

Date: 3/5/2007

Series 6

Date: 12/2/2004

Current Firm

SHANKLAND FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHANKLAND FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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