Miguel A. Murillo
Professional summary
Miguel Angel Murillo, who also goes by Michael Murillo, Miquel Angel Murillo, is a registered financial professional currently at JOSEPH STONE CAPITAL L.L.C. located in New York, New York.
Miguel is registered as a RR (Registered Representative) and started their career in finance in 2005. Miguel has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Miguel Angel Murillo's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 24, 2014 - Present
JOSEPH STONE CAPITAL L.L.C.
Office #1: 29 Broadway Suite 1800, New York, NY 10006April 29, 2010 - November 24, 2014
SW FINANCIAL
July 30, 2009 - April 29, 2010
CAPE SECURITIES INC.
June 21, 2007 - July 31, 2009
AURA FINANCIAL SERVICES, INC.
March 27, 2007 - July 11, 2007
WESTPARK CAPITAL, INC.
October 20, 2005 - March 29, 2007
NATIONAL SECURITIES CORPORATION
June 28, 2005 - October 25, 2005
AURA FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/21/2020)
(11/24/2014)
(6/23/2023)
(2/3/2016)
(2/20/2015)
(1/9/2015)
(12/15/2014)
(4/6/2017)
(3/14/2016)
(11/24/2014)
(2/12/2015)
(4/9/2019)
(2/18/2015)
(11/24/2014)
(3/6/2018)
(2/3/2016)
(7/17/2020)
(11/24/2014)
(2/26/2015)
(11/24/2014)
Exams
FINRA
Current Firm
JOSEPH STONE CAPITAL L.L.C.
CRD#: 159744 / SEC#: , 8-69014
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
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